RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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E••• W•••• R•••••
- W•••• F•••• A••••••• wirehouse currentsince Mar 23, 2026 · West Des Moines, Ia
- A••••••• A••••••• S•••••••• L•• BD affiliatedNov 1, 2021 to Mar 31, 2026 · W Des Moines, Ia
- A••••••• A••••••• S••••••• formerMar 9, 2009 to Nov 1, 2021 · W Des Moines, Ia
- A••••••• A••••••• S•••••••• L•• to W•••• F•••• A•••••••left Mar 31, 2026, registered Mar 23, 2026 (-8 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- A••••••• A••••••• S••••••• to A••••••• A••••••• S•••••••• L••left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
- E••• W•••• R••••• left A••••••• A••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2026-03-23)Mar 31, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address