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RIA Intelligence
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Registered advisor
E••• C•••••• B••••
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as E••• C•••••• B••••
At current firm
9 y
since Jun 6, 2017
In the industry
30 y
since Jan 23, 1996 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B•••• • A••••••••• W••••• C••••••••• I••• independent RIA currentsince Jun 6, 2017 · Cedar Park, Tx
- I••••••••• W••••• S••••••••• L•• independent RIAJul 28, 2016 to Jun 9, 2017 · Austin, Tx
- M••••••• C•••••• M••••••••• independent RIADec 3, 2014 to Apr 13, 2016 · Austin, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 8, 2013 to May 1, 2014 · Austin, Tx
- L••••• K••• C•••••• M••••••••• C••••••••• mixed wealthJan 7, 2013 to Apr 15, 2013 · Fort Worth, Tx
- H••••• C•••••• M••••••••• L••••• formerOct 16, 2003 to Feb 4, 2013 · Austin, Tx
- T•• P••• I••••••••• G•••• I••• unclassifiedOct 12, 2001 to Jul 30, 2003 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• W••••• S••••••••• L•• to B•••• • A••••••••• W••••• C••••••••• I•••left Jun 9, 2017, registered Jun 6, 2017 (-3 days) · RIA to RIA
- M••••••• C•••••• M••••••••• to I••••••••• W••••• S••••••••• L••left Apr 13, 2016, registered Jul 28, 2016 (106 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••••• C•••••• M•••••••••left May 1, 2014, registered Dec 3, 2014 (216 days) · Other
- L••••• K••• C•••••• M••••••••• C••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 15, 2013, registered Jul 8, 2013 (84 days) · Other
- H••••• C•••••• M••••••••• L••••• to L••••• K••• C•••••• M••••••••• C•••••••••left Feb 4, 2013, registered Jan 7, 2013 (-28 days) · Other
- T•• P••• I••••••••• G•••• I••• to H••••• C•••••• M••••••••• L•••••left Jul 30, 2003, registered Oct 16, 2003 (78 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address