DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• C•••••• M•••••••••
Legal name I•••• C•••••• M••••••••• L••
Latest filing Jul 17, 2026
First filing on the tape Mar 2, 2012 · 22 filings
SEC status approved since Aug 5, 2002
RAUM
$358M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
77%
$276M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$119M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$358M as of Jul 17, 2026
Mar 2, 2012$121M then
HNW client RAUM$252M as of Jul 17, 2026
Mar 29, 2018$88.8M then
State-registered IARs (5.B.3)2 as of Jul 17, 2026
Mar 2, 20120 then
Employees (5.A)2 as of Jul 17, 2026
Jan 29, 20134 then
Private funds2 as of Jul 17, 2026
Mar 7, 20221 then
RAUM +17% over the last fiscal year+14% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jul 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $119MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $889,697derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.3%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $8.4M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$252M70%
- Charitable organizations$42.9M12%
- Corporations and businesses$29.9M8.4%
- Individuals$24.5M6.9%
- Pooled investment vehicles$8.4M2.3%
- Individual clients
- 84reported
- HNW clients
- 77reported
- Pension plan clients
- n/areported
- Charitable clients
- 9reported
- Accounts
- 402reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.4M for 2 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.77 fund_share=0.02 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••• C•••• M•••••••Chartered Financial Analyst | Lubbock, Tx | Jun 1, 2005 | 21 y | 0 |
| J•••••• M•••••• M••••• | Lubbock, Tx | Jun 22, 2006 | 21 y | 0 |
| T•••• B•• S••••••••• | Lubbock, Tx | Sep 14, 2017 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- E••• C•••••• B•••• to I••••••••• W••••• S••••••••• L••Apr 13, 2016 · Other
- M•••••• D••• P••• to E•••••• • K••••••••• W••••• M•••••••••Sep 24, 2007 · Other
Joined, latest
- E••• C•••••• B•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Dec 3, 2014 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I•••• M••••••••• F••• I• L• | Hedge Fund | $3.3M | 4 | Feb 29, 2024 |
| M•• C••••••••• L• | Private Equity Fund | $1.6M | 12 | Mar 7, 2022 |
Owners and control persons
Schedule A and B, latest filing
- M•••••••• E•••• C•••• · Managing Member, Chief Investment Officer, Chief Compliance Officercontrolsince 01/1990 · owns 75% or more
- M•••••• J••••••• M•••••• · Membersince 01/2005 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lubbock, Tx · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 380 to 402Feb 25, 2025 to Feb 20, 2026
- Corporate clients · 9 to 11Feb 25, 2025 to Feb 20, 2026
- HNW clients · 75 to 77Feb 25, 2025 to Feb 20, 2026
- Individual clients · 75 to 84Feb 25, 2025 to Feb 20, 2026
- Assets in custody · $9.5M to $8.4MFeb 25, 2025 to Feb 20, 2026
- Discretionary RAUM · $306M to $358MFeb 25, 2025 to Feb 20, 2026
- HNW RAUM · $208M to $252MFeb 25, 2025 to Feb 20, 2026
- Individual RAUM · $23.4M to $24.5MFeb 25, 2025 to Feb 20, 2026
- Pooled vehicle RAUM · $9.5M to $8.4MFeb 25, 2025 to Feb 20, 2026
- RAUM · $306M to $358MFeb 25, 2025 to Feb 20, 2026
- Accounts · 367 to 380Feb 29, 2024 to Feb 25, 2025
- Charity clients · 10 to 9Feb 29, 2024 to Feb 25, 2025
- Corporate clients · 8 to 9Feb 29, 2024 to Feb 25, 2025
- HNW clients · 77 to 75Feb 29, 2024 to Feb 25, 2025
- Assets in custody · $4.9M to $9.5MFeb 29, 2024 to Feb 25, 2025
- Financial planning clients · 1-10 to 1-10Feb 29, 2024 to Feb 25, 2025
- Discretionary RAUM · $287M to $306MFeb 29, 2024 to Feb 25, 2025
- HNW RAUM · $197M to $208MFeb 29, 2024 to Feb 25, 2025
- Individual RAUM · $20.4M to $23.4MFeb 29, 2024 to Feb 25, 2025
- Pooled vehicle RAUM · $4.9M to $9.5MFeb 29, 2024 to Feb 25, 2025
- RAUM · $287M to $306MFeb 29, 2024 to Feb 25, 2025
- Accounts · 162 to 367Mar 13, 2023 to Feb 29, 2024
- Advisory employees · 3 to 2Mar 13, 2023 to Feb 29, 2024
- Charity clients · 9 to 10Mar 13, 2023 to Feb 29, 2024
- Corporate clients · 10 to 8Mar 13, 2023 to Feb 29, 2024
- HNW clients · 62 to 77Mar 13, 2023 to Feb 29, 2024
- Individual clients · 79 to 75Mar 13, 2023 to Feb 29, 2024
- Pension plan clients · 1.0 to unsetMar 13, 2023 to Feb 29, 2024
- Pooled vehicle clients · 1 to 2Mar 13, 2023 to Feb 29, 2024
- Assets in custody · $1.7M to $4.9MMar 13, 2023 to Feb 29, 2024
- Employees · 5 to 2Mar 13, 2023 to Feb 29, 2024
- State-registered IARs · 3 to 2Mar 13, 2023 to Feb 29, 2024
- Private funds · 1 to 2Mar 13, 2023 to Feb 29, 2024
- Discretionary RAUM · $238M to $287MMar 13, 2023 to Feb 29, 2024
- HNW RAUM · $144M to $197MMar 13, 2023 to Feb 29, 2024
- Individual RAUM · $30.7M to $20.4MMar 13, 2023 to Feb 29, 2024
- Pension RAUM · 1160832.0 to unsetMar 13, 2023 to Feb 29, 2024
- Pooled vehicle RAUM · $1.7M to $4.9MMar 13, 2023 to Feb 29, 2024
- RAUM · $238M to $287MMar 13, 2023 to Feb 29, 2024
- Accounts · 345 to 162Jun 13, 2022 to Mar 13, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- M••••••• C•••••• M••••••••• · Independent Sponsorsshared crd · capital_provider
- M••••••• C•••••• M••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 806-744-8617reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- MCDCAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 806-744-8617reportedpublic record, Form ADV, Jul 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $119Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026