DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••••• N•••• B••••••

N•••••• A•••••••BD affiliatedTroy, Mi dual registrantIAPD 1926320

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

At current firm

2 y

since Jun 6, 2024

In the industry

37 y

since Sep 14, 1989 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jan 1, 2025 · Grand Rapids, Mi
N•••••• A••••••• BD affiliated current
since Jun 6, 2024 · Troy, Mi
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to Jun 10, 2024 · Auburn Hills, Mi
C••••• A•••••• N••••••• L•• former
Apr 9, 2018 to Jun 29, 2023 · Troy, Mi
C••• L•• BD affiliated
Oct 31, 2014 to Jun 6, 2024 · Bingham Farms, Mi
L•• F•••••••• L•• BD affiliated
Jan 18, 2006 to Jan 27, 2016 · Bingham Farms, Mi

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to N•••••• A•••••••
left Jun 10, 2024, registered Jun 6, 2024 (-4 days) · Affiliated broker-dealer or bank to another
C••• L•• to C••••• A•••••• N••••••• L••
left Jun 6, 2024, registered Apr 9, 2018 (-2250 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to C••• L••
left Jan 27, 2016, registered Oct 31, 2014 (-453 days) · Other

Signals

T•••••• N•••• B•••••• left C••••• I••••••••• A••••••• L•• for N•••••• A••••••• (registered 2024-06-06)
Jun 10, 2024 · a•••••• firm change · fact
T•••••• N•••• B•••••• left C••• L•• for C••••• A•••••• N••••••• L•• (registered 2018-04-09)
Jun 6, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address