DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Patrick Timothy Brosnan
Feed of 09/15/2026
Also filed as Pat Brosnan
At current firm
14 y
since Jan 5, 2012
In the industry
37 y
since May 22, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Capitol Securities Management, Inc. independent RIA currentsince Jan 5, 2012 · Leesburg, Va
- LPL Financial LLC BD affiliatedMay 19, 2004 to Dec 31, 2011 · Leesburg, Va
- Raymond James Financial Services, Inc. unclassifiedAug 10, 1998 to May 12, 2004 · Leesburg, Va
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Capitol Securities Management, Inc.left Dec 31, 2011, registered Jan 5, 2012 (5 days) · Other
- Raymond James Financial Services, Inc. to LPL Financial LLCleft May 12, 2004, registered May 19, 2004 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address