RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•••••• P•••••
- C•••••••• L•• other currentsince Oct 26, 2020 · Lake Mary, Fl
- W••••••• S••••••••• A•••••••• L•• formerDec 13, 2012 to Jun 15, 2020 · Braintree, Ma
- F•• W••••• P•••••••• I••• independent RIAMay 5, 2011 to Nov 1, 2012 · Albany, Ny
- W••••••• S••••••••• A•••••••• L•• to C•••••••• L••left Jun 15, 2020, registered Oct 26, 2020 (133 days) · Other
- F•• W••••• P•••••••• I••• to W••••••• S••••••••• A•••••••• L••left Nov 1, 2012, registered Dec 13, 2012 (42 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address