DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F•• W••••• P•••••••• I•••
Latest filing Feb 25, 2026
First filing on the tape Nov 22, 2011 · 69 filings
SEC status approved since Jul 21, 1983
RAUM
$3.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$3.7B individuals and HNW
Advisors
23
registered through the firm on IAPD
RAUM per advisor
$164M
derived; firm RAUM over IAPD count
Employees
33
20 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
69 filings and snapshots on the tape
RAUM$3.8B as of Feb 25, 2026
Mar 27, 2012$599M then
HNW client RAUM$2.9B as of Feb 25, 2026
Mar 30, 2018$991M then
State-registered IARs (5.B.3)24 as of Feb 25, 2026
Apr 1, 201311 then
Employees (5.A)33 as of Feb 25, 2026
Apr 1, 201313 then
Private funds: no history
RAUM +22% over the last fiscal year+17% a year over threeIARs 24 to 24
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $164MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 66derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.8MderivedHNW RAUM over HNW clients
- Average account
- $738,946derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 23.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.7%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publications, educational seminars, otherreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Custody
- $90.9M, 202 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.9B78%
- Individuals$711M19%
- Pension and profit-sharing plans$74.5M2.0%
- Corporations and businesses$32.5M0.9%
- Banks and thrifts$15.6M0.4%
- Charitable organizations$1.4M0.0%
- Individual clients
- 917reported
- HNW clients
- 607reported
- Pension plan clients
- 27reported
- Charitable clients
- n/areported
- Accounts
- 5,110reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $90.9M for 202 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=7.0derived
Advisors registered through the firm
23 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• G••••• D••••••Certified Financial Planner | Leawood, Ks | Jun 23, 1987 | 42 y | 0 |
| J••• A••• M•••• | Leawood, Ks | May 22, 1998 | 29 y | 0 |
| J••• T• M••••Certified Financial Planner | Leawood, Ks | Nov 2, 2004 | 25 y | 1 |
| J••• K•••• M•••••••Certified Financial Planner | Leawood, Ks | Jan 3, 2012 | 16 y | 0 |
| J•••• S• B•••••Certified Financial Planner | Leawood, Ks | Sep 16, 2013 | 14 y | 0 |
| J••••• M•••••• O••••••Certified Financial Planner, Chartered Financial Analyst | Leawood, Ks | Dec 9, 2014 | 14 y | 0 |
| B••••••• D• H•••••Certified Financial Planner | Leawood, Ks | Aug 26, 2016 | 25 y | 0 |
| J••••• L• P•••••• | Leawood, Ks | Jul 13, 2018 | 13 y | 0 |
| K•••• P•••••• F••••• A•••Certified Financial Planner | Leawood, Ks | Feb 7, 2019 | 17 y | 3 |
| J•••• C•••••• | Leawood, Ks | Mar 28, 2019 | 25 y | 0 |
| C•••••• N••••• F••••• | Leawood, Ks | Jan 20, 2020 | 27 y | 1 |
| A••• B•••••Certified Financial Planner | Leawood, Ks | Apr 16, 2020 | 22 y | 0 |
| T•••••• M•••••• W••••• | Leawood, Ks | May 5, 2020 | 27 y | 1 |
| J•••• A••••••••• H•••••••Certified Financial Planner, Chartered Financial Analyst | Leawood, Ks | May 13, 2021 | 22 y | 1 |
| J•••••••• E••••• G•••• | Leawood, Ks | Jan 6, 2022 | 28 y | 3 |
| J••• W••••• M•••Certified Financial Planner | Leawood, Ks | Mar 24, 2022 | 11 y | 1 |
| J•••• M• S•••••••• | Leawood, Ks | Jul 29, 2022 | 19 y | 0 |
| M•••••• J••• F•••••Certified Financial Planner, Chartered Financial Consultant | Leawood, Ks | Nov 15, 2022 | 18 y | 2 |
| B•••• A•••••Certified Financial Planner | Leawood, Ks | Jun 8, 2023 | 16 y | 0 |
| B••••• C••••••••• E••••Certified Financial Planner | Leawood, Ks | Aug 16, 2023 | 12 y | 3 |
| T•••• R••••• E•••••Certified Financial Planner | Leawood, Ks | Aug 20, 2024 | 11 y | 1 |
| B•••••• C••••••••• L•••Certified Financial Planner | Leawood, Ks | Sep 4, 2025 | 10 y | 3 |
| M•••••• C••••• R•••Chartered Financial Analyst | Leawood, Ks | Sep 10, 2026 | 22 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C••••• K••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••Aug 29, 2022 · RIA to affiliated broker-dealer or bank
- I•••• A•••••••• B••• to V••••••• A•••••••• I•••May 5, 2022 · RIA to affiliated broker-dealer or bank
- B••••••• G•••••• P•••• to M•••••• I••••••••• L••Jun 3, 2016 · Other
- H•••••• P•••• H•••••• to M•••••••• C••••••Aug 21, 2014 · Other
- M•••••• A•••••• P••••• to W••••••• S••••••••• A•••••••• L••Nov 1, 2012 · Other
- J•••• B•••• C••• to V•••• F•••••••• A•••••••• I•••Apr 20, 2012 · Other
- R•••••• R•• L•••• to S••Sep 2, 2010 · Other
- D••••• L••••• M•••• to C•••••• S••••• • C••• I•••Sep 30, 2009 · Other
- D•••••• G••••• C••••• to W••••• C•••••• M••••••••• L•••May 11, 2007 · Other
Joined, latest
- B•••••• C••••••••• L••• from L•• F•••••••• L••Sep 4, 2025 · Affiliated broker-dealer or bank to independent RIA
- T•••• R••••• E••••• from A••••• W••••• P•••••••Aug 20, 2024 · RIA to RIA
- B••••• C••••••••• E•••• from T•• A•••••••• L••Aug 16, 2023 · RIA to RIA
- M•••••• J••• F••••• from L•• F•••••••• L••Nov 15, 2022 · Other
- J••• W••••• M••• from A••••• W••••• P•••••••Mar 24, 2022 · RIA to RIA
- J•••••••• E••••• G•••• from W•••••• • R•••Jan 6, 2022 · Affiliated broker-dealer or bank to independent RIA
- J•••• A••••••••• H••••••• from A••••••• C•••••• A••••••• S•••••••• I•••May 13, 2021 · Other
- C••••• K••• from A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I•••Apr 14, 2021 · Affiliated broker-dealer or bank to independent RIA
- T•••••• M•••••• W••••• from S•••••• A•••••••May 5, 2020 · RIA to RIA
- C•••••• N••••• F••••• from B•• F•••••••• A•••••••Jan 20, 2020 · Affiliated broker-dealer or bank to independent RIA
- K•••• P•••••• F••••• A••• from A••••• W••••• P•••••••Feb 7, 2019 · RIA to RIA
- B••••••• G•••••• P•••• from W•••••• • R•••Jun 27, 2014 · Other
- H•••••• P•••• H•••••• from A••••••••• F•••••••• S•••••••• L••Oct 16, 2013 · Other
- D••••• L••••• M•••• from U•• F•••••••• S•••••••• I•••Apr 17, 2009 · Other
- J••• T• M•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Nov 2, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• A••• · Grantor And Trustee Of B••••• F••••• R•••••••• T••••controlsince 04/2014 · owns less than 5%
- B•••••• J••••• S• · Secretary, Directorcontrolsince 11/2019 · owns less than 5%
- D••••••• J••••• G••••• · President, Directorcontrolsince 02/1990 · owns less than 5%
- G••••• J••••••••• E••••• · Chief Compliance Officercontrolsince 07/2022 · owns less than 5%
- H•••••• M••••••• · Grantor And Trustee Of M••••••• H••••• L••••• T••••controlsince 06/2006 · owns less than 5%
- M••••• J•••• A••• · Senior General L•••• Counselcontrolsince 03/1997 · owns less than 5%
- M••••• J•••• T• · Grantor And Trustee Of J••• T••••• M•••• R•••••••• Trustcontrolsince 11/2015 · owns less than 5%
- R•••••• K•••••• L• · Grantor And Trustee Of S••••• L••••• T••••controlsince 06/2007 · owns less than 5%
- S•••••• S••••• A•••••• · Treasurer, Director, Cfocontrolsince 06/2008 · owns less than 5%
- A•••• K••••• P•••••• F••••• · Stockholdersince 01/2023 · owns 5% to 10%
- B••••••• B••••••• A•••••• · Stockholdersince 04/2017 · owns 10% to 25%
- F•••••• C•••• M•••••••• · Stockholdersince 01/2021 · owns less than 5%
- H•••••••• J••••• A••••••••• · Stockholdersince 01/2022 · owns less than 5%
- H•••••• B•••••••• D• · Directorsince 01/2022 · owns 5% to 10%
- K•••••• M••••• A••••• · Stockholdersince 01/2023 · owns less than 5%
- M•••••••• J•••• K•••• · Stockholdersince 01/2013 · owns less than 5%
- M•••• J•••• T•••••• · Stockholdersince 01/2024 · owns less than 5%
- O••••••• J•••••• M•••••• · Stockholdersince 01/2016 · owns 5% to 10%
- P••••••• J•••••• L• · Stockholdersince 01/2019 · owns less than 5%
- S••••••••• J••••• M• · General L•••• Counselsince 01/2022 · owns less than 5%
Entity owners
- B••••• F••••• R•••••••• T•••• · Stockholderdirect · owns 10% to 25%
- D••••••• J•••• G• R•••••••• T•••• · Stockholderdirect · owns 10% to 25%
- M••••• J••• T••••• R•••••••• T•••• · Stockholderdirect · owns 10% to 25%
- M••••••• H••••• L••••• T•••• · Stockholderdirect · owns 5% to 10%
- S••••• L••••• T•••• · Stockholderdirect · owns 5% to 10%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Leawood, Ks · principal | 23 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5,010 to 5,110Oct 6, 2025 to Feb 25, 2026
- Advisory employees · 24 to 20Oct 6, 2025 to Feb 25, 2026
- BD registered reps · 6 to 7Oct 6, 2025 to Feb 25, 2026
- Corporate clients · 5 to 8Oct 6, 2025 to Feb 25, 2026
- HNW clients · 620 to 607Oct 6, 2025 to Feb 25, 2026
- Individual clients · 850 to 917Oct 6, 2025 to Feb 25, 2026
- Pension plan clients · 23 to 27Oct 6, 2025 to Feb 25, 2026
- Assets in custody · $117M to $90.9MOct 6, 2025 to Feb 25, 2026
- Employees · 36 to 33Oct 6, 2025 to Feb 25, 2026
- Discretionary RAUM · $3.1B to $3.8BOct 6, 2025 to Feb 25, 2026
- HNW RAUM · $2.6B to $2.9BOct 6, 2025 to Feb 25, 2026
- Individual RAUM · $409M to $711MOct 6, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $2.2M to $7.1MOct 6, 2025 to Feb 25, 2026
- Pension RAUM · $52.1M to $74.5MOct 6, 2025 to Feb 25, 2026
- RAUM · $3.1B to $3.8BOct 6, 2025 to Feb 25, 2026
- Accounts · 4,494 to 5,010Jan 2, 2025 to Feb 28, 2025
- Advisory employees · 21 to 24Jan 2, 2025 to Feb 28, 2025
- BD registered reps · 4 to 6Jan 2, 2025 to Feb 28, 2025
- HNW clients · 600 to 620Jan 2, 2025 to Feb 28, 2025
- Individual clients · 753 to 850Jan 2, 2025 to Feb 28, 2025
- Pension plan clients · 18 to 23Jan 2, 2025 to Feb 28, 2025
- Assets in custody · $77.4M to $117MJan 2, 2025 to Feb 28, 2025
- Employees · 28 to 36Jan 2, 2025 to Feb 28, 2025
- Financial planning clients · More than 500 to More than 500Jan 2, 2025 to Feb 28, 2025
- State-registered IARs · 21 to 24Jan 2, 2025 to Feb 28, 2025
- Discretionary RAUM · $2.6B to $3.1BJan 2, 2025 to Feb 28, 2025
- HNW RAUM · $2.3B to $2.6BJan 2, 2025 to Feb 28, 2025
- Individual RAUM · $273M to $409MJan 2, 2025 to Feb 28, 2025
- Non-discretionary RAUM · $0 to $2.2MJan 2, 2025 to Feb 28, 2025
- Pension RAUM · $37.1M to $52.1MJan 2, 2025 to Feb 28, 2025
- RAUM · $2.6B to $3.1BJan 2, 2025 to Feb 28, 2025
- Accounts · 4,951 to 4,494Jan 17, 2024 to Mar 26, 2024
- Advisory employees · 20 to 21Jan 17, 2024 to Mar 26, 2024
- BD registered reps · 9 to 4Jan 17, 2024 to Mar 26, 2024
- HNW clients · 525 to 600Jan 17, 2024 to Mar 26, 2024
- Individual clients · 797 to 753Jan 17, 2024 to Mar 26, 2024
- Pension plan clients · 17 to 18Jan 17, 2024 to Mar 26, 2024
- Assets in custody · $66.6M to $77.4MJan 17, 2024 to Mar 26, 2024
- Employees · 26 to 28Jan 17, 2024 to Mar 26, 2024
- State-registered IARs · 20 to 21Jan 17, 2024 to Mar 26, 2024
Signals
12 dated events
- C••••• K••• left F•• W••••• P•••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-09-06)Aug 29, 2022 · Advisor changed firm · fact
- D Carol Sloan (Chief Compliance Officer) no longer on Schedule A of F•• W••••• P•••••••• I••• (listed 2022-03-30, absent 2022-07-06)Jul 6, 2022 · Control person left · inference
- I•••• A•••••••• B••• left F•• W••••• P•••••••• I••• for V••••••• A•••••••• I••• (registered 2022-06-10)May 5, 2022 · Advisor changed firm · fact
- F•• W••••• P•••••••• I••• reported RAUM $2.4B, up 28% from $1.9B (2022-01-21 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Fischer Ann Best (Grantor And Trustee Of M•••••• L And Ann Fischer Best Revocable Trust) no longer on Schedule A of F•• W••••• P•••••••• I••• (listed 2022-01-21, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Lynn M•••••• Best (Grantor And Trustee Of M•••••• L And Ann Fischer Best Revocable Trust) no longer on Schedule A of F•• W••••• P•••••••• I••• (listed 2022-01-21, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- F•• W••••• P•••••••• I••• reported RAUM $1.9B, up 32% from $1.4B (2021-02-19 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Weldon Max Greer (Grantor Of Max W Greer Jr Revocable Trust) no longer on Schedule A of F•• W••••• P•••••••• I••• (listed 2019-12-18, absent 2020-01-22)Jan 22, 2020 · Control person left · inference
- Gagnon Danielle Meier (Trustee) no longer on Schedule A of F•• W••••• P•••••••• I••• (listed 2019-11-13, absent 2019-12-18)Dec 18, 2019 · Control person left · inference
- L Kristy Rocker (Trustee) appeared on Schedule A of F•• W••••• P•••••••• I•••Mar 29, 2019 · Control person joined · fact
- M••••••• H••••• (Trustee) appeared on Schedule A of F•• W••••• P•••••••• I•••Mar 29, 2019 · Control person joined · fact
- D Barnabas H••••• (Trustee) appeared on Schedule A of F•• W••••• P•••••••• I•••Mar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@faswealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 913-239-2300reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/fas-wealth-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- FASWealthPartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 913-239-2300reportedpublic record, Form ADV, Feb 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $164Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026