RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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C•••••• J•••• W•••••
- A••••••• W••••• A••••••• BD affiliated currentsince Mar 31, 2026 · Forest Hill, Md
- K••••• A••••••• S•••••••• L•• BD affiliatedJun 28, 2017 to Apr 6, 2026 · Bel Air, Md
- C•••••• G•••• • C• I•• formerOct 3, 2008 to Jun 28, 2017 · Wilmington, De
- G••••• • C•••••• I••• unclassifiedDec 5, 2002 to Dec 31, 2004 · Poughkeepsie, Ny
- A•••• • F•••••••• P•••••••• L•• formerOct 23, 2002 to Oct 29, 2008 · Belair, Md
- G••••• • C•••••• I••• unclassifiedJan 1, 2001 to Dec 31, 2005
- K••••• A••••••• S•••••••• L•• to A••••••• W••••• A•••••••left Apr 6, 2026, registered Mar 31, 2026 (-6 days) · Affiliated broker-dealer or bank to another
- C•••••• G•••• • C• I•• to K••••• A••••••• S•••••••• L••left Jun 28, 2017, registered Jun 28, 2017 (0 days) · Other
- A•••• • F•••••••• P•••••••• L•• to G••••• • C•••••• I•••left Oct 29, 2008, registered Dec 5, 2002 (-2155 days) · Other
- G••••• • C•••••• I••• to A•••• • F•••••••• P•••••••• L••left Dec 31, 2005, registered Oct 23, 2002 (-1165 days) · Other
- G••••• • C•••••• I••• to C•••••• G•••• • C• I••left Dec 31, 2004, registered Oct 3, 2008 (1372 days) · Other
- C•••••• J•••• W••••• left K••••• A••••••• S•••••••• L•• for A••••••• W••••• A••••••• (registered 2026-03-31)Apr 6, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address