DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Paul James Rubacka
Certified Financial Planner
Feed of 09/14/2026
Also filed as Paul James Rubacka
At current firm
5 y
since Apr 28, 2021
In the industry
37 y
since Jun 19, 1989 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Edelman Financial Engines independent RIA currentsince Apr 28, 2021 · East Syracuse, Ny
- Financial Engines Advisor Center, LLC formerSep 14, 2016 to Nov 30, 2016 · Cicero, Ny
- Cuna Brokerage Services, Inc. formerApr 26, 2013 to Sep 9, 2016 · Syracuse, Ny
- Northwestern Mutual Investment Services,LLC no RAUMJul 16, 2009 to Dec 31, 2011 · E Syracuse, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 8, 2008 to Feb 12, 2009 · Syracuse, Ny
Moves
a registration end followed by a registration begin elsewhere
- Financial Engines Advisor Center, LLC to Edelman Financial Enginesleft Nov 30, 2016, registered Apr 28, 2021 (1610 days) · corporate re-registration, not a move
- Cuna Brokerage Services, Inc. to Financial Engines Advisor Center, LLCleft Sep 9, 2016, registered Sep 14, 2016 (5 days) · Other
- Northwestern Mutual Investment Services,LLC to Cuna Brokerage Services, Inc.left Dec 31, 2011, registered Apr 26, 2013 (482 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Northwestern Mutual Investment Services,LLCleft Feb 12, 2009, registered Jul 16, 2009 (154 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address