RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M•••••• K•••••••
- V•••••• C•••••• L•• independent RIA currentsince Jan 1, 2026 · El Segundo, Ca
- C•••••••• L•• independent RIAJan 2, 2004 to May 26, 2022 · El Segundo, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 8, 1997 to Oct 23, 2003 · Los Angeles, Ca
- C•••••••• L•• to V•••••• C•••••• L••left May 26, 2022, registered Jan 1, 2026 (1316 days) · RIA to RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• L••left Oct 23, 2003, registered Jan 2, 2004 (71 days) · Other
- J••• M•••••• K••••••• left C•••••••• L•• for V•••••• C•••••• L•• (registered 2026-01-01)May 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address