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Feed of 09/14/2026
Also filed as A•• M•••••• L••••••••• M• L••••••••• M•••••• M••••
At current firm
0 y
since Jan 16, 2026
In the industry
32 y
since Feb 25, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jan 16, 2026 · Santa Barbara, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 21, 2015 to Jan 23, 2026 · Santa Barbara, Ca
- U•• F•••••••• S••••••• I••• wirehouseAug 29, 2008 to Jun 1, 2015 · Santa Barbara, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 8, 1997 to Sep 15, 2008 · Santa Barbara, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jan 23, 2026, registered Jan 16, 2026 (-7 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 1, 2015, registered May 21, 2015 (-11 days) · Wirehouse to wirehouse · moved with a team
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Sep 15, 2008, registered Aug 29, 2008 (-17 days) · Other
Signals
- ••• LockedJan 23, 2026 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address