RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R•• H••••••
- D•••••• I••••••••• M••••••••• S•••••••• L•• state registered currentsince Jun 7, 2012 · Arlee, Mt
- P••• I••••••••• M••••••••• L•• formerJan 13, 2009 to Jul 31, 2012 · Missoula, Mt
- D••• D••••••• • C•• independent RIAMay 24, 2002 to Dec 2, 2008 · Missoula, Mt
- P••• I••••••••• M••••••••• L•• to D•••••• I••••••••• M••••••••• S•••••••• L••left Jul 31, 2012, registered Jun 7, 2012 (-54 days) · Other
- D••• D••••••• • C•• to P••• I••••••••• M••••••••• L••left Dec 2, 2008, registered Jan 13, 2009 (42 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address