DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Riverpoint Wealth Management
Legal name Riverpoint Wealth Management Holdings, LLC
Latest filing Mar 27, 2026
First filing on the tape Aug 20, 2013 · 39 filings
SEC status approved since Sep 10, 2013
RAUM
$906M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$906M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$227M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$906M as of Mar 27, 2026
Mar 28, 2014$269M then
HNW client RAUM$891M as of Mar 27, 2026
Mar 19, 2018$362M then
State-registered IARs (5.B.3)4 as of Mar 27, 2026
Mar 28, 20143 then
Employees (5.A)6 as of Mar 27, 2026
Mar 28, 20146 then
Private funds: no history
RAUM +21% over the last fiscal year+18% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $227MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.9MderivedHNW RAUM over HNW clients
- Average account
- $854,941derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- $863MreportedItem 5.I
- Custody
- $539M, 220 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$891M98%
- Individuals$15.2M1.7%
- Individual clients
- 66reported
- HNW clients
- 150reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,060reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $59.8M sponsored, $744M managedreported
- Custody of client assets
- $539M for 220 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Timothy Patrick McgrathCertified Financial Planner, Chartered Financial Consultant | Chicago, Il | Sep 25, 2013 | 35 y | 4 |
| Paul Stephen MerrickChartered Financial Analyst | Chicago, Il | Mar 3, 2014 | 22 y | 3 |
| Noah Michael Shidlofsky | Chicago, Il | Jan 1, 2025 | 12 y | 0 |
| Kyle Edmond McgrathChartered Financial Analyst | Chicago, Il | Mar 24, 2026 | 10 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Nicholas William Ginnodo to Fourstar Wealth Advisors, LLCJun 3, 2024 · RIA to RIA
- Mitchell James Sovis to Cwm, LLCApr 4, 2023 · RIA to affiliated broker-dealer or bank
- Carlos Jacob Cruz to Rockefeller Capital ManagementJun 1, 2022 · RIA to affiliated broker-dealer or bank
- Joseph Blane Shea to LPL Financial LLCOct 27, 2021 · Other
Joined, latest
- Kyle Edmond Mcgrath from Alliancebernstein L.P.Mar 24, 2026 · Other
- Nicholas William Ginnodo from Vanguard Advisers, Inc.May 15, 2023 · Affiliated broker-dealer or bank to independent RIA
- Paul Stephen Merrick from LPL Financial LLCMar 3, 2014 · Other
- Joseph Blane Shea from Raymond James Financial Services Advisors, IncOct 3, 2013 · Other
- Timothy Patrick Mcgrath from LPL Financial LLCSep 25, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Patrick Timothy Mcgrath · Managing Member And Chief Compliance Officercontrolsince 07/2013 · owns less than 5%
- Patrick Timothy Mcgrath · Sole Membercontrolsince 07/2007 · owns 75% or more of Riverpoint Wealth Management, LLC
Entity owners
- Riverpoint Wealth Management, LLC · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chicago, Il · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 983 to 1,060Jul 22, 2025 to Mar 27, 2026
- Advisory employees · 3 to 4Jul 22, 2025 to Mar 27, 2026
- HNW clients · 185 to 150Jul 22, 2025 to Mar 27, 2026
- Individual clients · 22 to 66Jul 22, 2025 to Mar 27, 2026
- Assets in custody · $484M to $539MJul 22, 2025 to Mar 27, 2026
- Employees · 4 to 6Jul 22, 2025 to Mar 27, 2026
- State-registered IARs · 3 to 4Jul 22, 2025 to Mar 27, 2026
- Discretionary RAUM · $748M to $906MJul 22, 2025 to Mar 27, 2026
- HNW RAUM · $740M to $891MJul 22, 2025 to Mar 27, 2026
- Individual RAUM · $7.5M to $15.2MJul 22, 2025 to Mar 27, 2026
- RAUM · $748M to $906MJul 22, 2025 to Mar 27, 2026
- Wrap assets (manager) · $600M to $744MJul 22, 2025 to Mar 27, 2026
- Wrap assets (sponsor) · $45.2M to $59.8MJul 22, 2025 to Mar 27, 2026
- Financial planning clients · 1-10 to 1-10Jan 30, 2025 to Jul 22, 2025
- Accounts · 942 to 983Jan 25, 2024 to Jan 30, 2025
- HNW clients · 157 to 185Jan 25, 2024 to Jan 30, 2025
- Individual clients · 12 to 22Jan 25, 2024 to Jan 30, 2025
- Assets in custody · $410M to $484MJan 25, 2024 to Jan 30, 2025
- Discretionary RAUM · $643M to $748MJan 25, 2024 to Jan 30, 2025
- HNW RAUM · $640M to $740MJan 25, 2024 to Jan 30, 2025
- Individual RAUM · $3.1M to $7.5MJan 25, 2024 to Jan 30, 2025
- RAUM · $643M to $748MJan 25, 2024 to Jan 30, 2025
- Wrap assets (manager) · $0 to $600MJan 25, 2024 to Jan 30, 2025
- Wrap assets (sponsor) · $23.3M to $45.2MJan 25, 2024 to Jan 30, 2025
- Accounts · 939 to 942Mar 21, 2023 to Jan 25, 2024
- Advisory employees · 2 to 3Mar 21, 2023 to Jan 25, 2024
- HNW clients · 138 to 157Mar 21, 2023 to Jan 25, 2024
- Individual clients · 48 to 12Mar 21, 2023 to Jan 25, 2024
- Assets in custody · $365M to $410MMar 21, 2023 to Jan 25, 2024
- State-registered IARs · 2 to 3Mar 21, 2023 to Jan 25, 2024
- Discretionary RAUM · $547M to $643MMar 21, 2023 to Jan 25, 2024
- HNW RAUM · $540M to $640MMar 21, 2023 to Jan 25, 2024
- Individual RAUM · $7.4M to $3.1MMar 21, 2023 to Jan 25, 2024
- RAUM · $547M to $643MMar 21, 2023 to Jan 25, 2024
- Wrap assets (sponsor) · $16.9M to $23.3MMar 21, 2023 to Jan 25, 2024
- Accounts · 884 to 939Mar 24, 2022 to Mar 21, 2023
- Advisory employees · 3 to 2Mar 24, 2022 to Mar 21, 2023
- Assets in custody · $365M to $365MMar 24, 2022 to Mar 21, 2023
- State-registered IARs · 3 to 2Mar 24, 2022 to Mar 21, 2023
- Discretionary RAUM · $605M to $547MMar 24, 2022 to Mar 21, 2023
Signals
6 dated events
- Nicholas William Ginnodo left Riverpoint Wealth Management for Fourstar Wealth Advisors, Llc (registered 2024-12-02)Jun 3, 2024 · Advisor changed firm · fact
- Mitchell James Sovis left Riverpoint Wealth Management for Cwm, Llc (registered 2023-04-26)Apr 4, 2023 · Advisor changed firm · fact
- Carlos Jacob Cruz left Riverpoint Wealth Management for Rockefeller Capital Management (registered 2022-07-26)Jun 1, 2022 · Advisor changed firm · fact
- Blane Joseph Shea (Managing Member) no longer on Schedule A of Riverpoint Wealth Management (listed 2021-09-01, absent 2021-11-02)Nov 2, 2021 · Control person left · inference
- Riverpoint Wealth Management reported RAUM $539.9M, up 27% from $425.5M (2019-11-19 to 2020-03-19)Mar 19, 2020 · RAUM change · derived
- Riverpoint Wealth Management filed its initial SEC registration (Form ADV)Aug 20, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- melissa@riverpointwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 312-239-1330reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 312-239-1331reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 312-239-1332reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/riverpoint-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- RIVERPOINTWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-239-1330reportedpublic record, Form ADV, Mar 27, 2026
- Team page
- riverpointwealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $227Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026