RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• E•••••• H•••••
- N•• E••• W••••• BD affiliated currentsince Feb 23, 2026 · Stamford, Ct
- M••••• S•••••• wirehouseOct 9, 2015 to Feb 25, 2026 · New York, Ny
- C••••• S••••• S••••••••• •••• L•• formerOct 13, 2008 to Nov 5, 2015 · New York, Ny
- M••••• S•••••• to N•• E••• W•••••left Feb 25, 2026, registered Feb 23, 2026 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C••••• S••••• S••••••••• •••• L•• to M••••• S••••••left Nov 5, 2015, registered Oct 9, 2015 (-27 days) · Other · moved with a team
- B••••• E•••••• H••••• left M••••• S•••••• for N•• E••• W••••• (registered 2026-02-23)Feb 25, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address