DFX Intelligence
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Team lift-out
23 advisors left O•••• I••••••••• I••• for L•• F•••••••• L••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Raymond Edward Saari | Albion, Mi | Jan 30, 2024 | Jan 30, 2024 |
| Brandon Thomas Valdo | Three Rivers, Mi | Jan 31, 2024 | Feb 1, 2024 |
| Daniel Lee Sheppard | Grand Ledge, Mi | Jan 31, 2024 | Jan 1, 2025 |
| Julie Ann Bennett | Harrison Township, Mi | Jan 31, 2024 | Feb 1, 2024 |
| Stephanie Marie Brown | Farmington, Mi | Jan 31, 2024 | Feb 1, 2024 |
| Steven Mezzo | St Clair Shores, Mi | Jan 31, 2024 | Feb 1, 2024 |
| Trisia Emily Gotham | Fenton, Mi | Jan 31, 2024 | Feb 1, 2024 |
| Andrew Patrick Augustine | Chelsea, Mi | Feb 1, 2024 | Feb 1, 2024 |
| Brennan Vincent Krengel | Beverly Hills, Mi | Feb 1, 2024 | Feb 1, 2024 |
| Crystal Lynn Bain | Westland, Mi | Feb 1, 2024 | Feb 1, 2024 |
| Cynthia Joy Rogers | Troy, Mi | Feb 1, 2024 | Feb 1, 2024 |
| Harold Dennis Rotary | Northville, Mi | Feb 1, 2024 | Feb 1, 2024 |
| James Alexander Mollison | Westland, Mi | Feb 1, 2024 | Feb 1, 2024 |
| James Allen Rosset | Holland, Mi | Feb 1, 2024 | Feb 6, 2024 |
| Julie Tarak Anderson | Grand Rapids, Mi | Feb 1, 2024 | Feb 1, 2024 |
| Michael Joseph Jennings | Marquette, Mi | Feb 1, 2024 | Feb 6, 2024 |
| Michael Patrick Mitchell | Rochester Hills, Mi | Feb 1, 2024 | Feb 1, 2024 |
| Nathan D Schmiege | Troy, Mi | Feb 1, 2024 | Feb 1, 2024 |
| Raymond Cecil Shoup | Hillsdale, Mi | Feb 1, 2024 | Feb 1, 2024 |
| Rebecca Chartier | Iron Mountain, Mi | Feb 1, 2024 | Feb 1, 2024 |
| Ronald Miller | Troy, Mi | Feb 1, 2024 | Feb 1, 2024 |
| Travis Jay Lacelle | Grand Ledge, Mi | Feb 1, 2024 | Feb 1, 2024 |
| Lance Wayne Roe | Gregory, Mi | Feb 13, 2024 | Feb 15, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Jan 30, 2024 to Feb 13, 2024
- Registered next
- Jan 30, 2024 to Jan 1, 2025
- Branch state
- MI
- Cities
- 19, most in Troy, Mi
- Registered there that day
- 495 (people still on IAPD; an estimate)
- Share of that headcount
- 4.6%
- Succession by the destination
- none on the tape