RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• R• L••••
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Feb 11, 2026 · Miami, Fl
- S•••••••• S••••••••• BD affiliatedSep 18, 2024 to Feb 9, 2026 · Scotch Plains, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 9, 2011 to Feb 12, 2024 · Miami, Fl
- S•••••••• S••••••••• to C•••••••• G••••• M•••••• I•••left Feb 9, 2026, registered Feb 11, 2026 (2 days) · Affiliated broker-dealer or bank to another
- C•••••••• G••••• M•••••• I••• to S•••••••• S•••••••••left Feb 12, 2024, registered Sep 18, 2024 (219 days) · Affiliated broker-dealer or bank to another
- A•••• R• L•••• left S•••••••• S••••••••• for C•••••••• G••••• M•••••• I••• (registered 2026-02-11)Feb 9, 2026 · Advisor changed firm · fact
- A•••• R• L•••• left C•••••••• G••••• M•••••• I••• for S•••••••• S••••••••• (registered 2024-09-18)Feb 12, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address