DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

B••••• L•••• I••••• M•••

L•• F•••••••• L••BD affiliatedLiverpool, Ny dual registrantIAPD 1966429

Feed of 09/14/2026

Also filed as B••••• Flann

At current firm

3 y

since Jul 5, 2023

In the industry

37 y

since Jul 18, 1989 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 5, 2023 · Liverpool, Ny
C•••••• G•••• • C• I•• former
May 4, 2021 to Jul 10, 2023 · Liverpool, Ny
K•• I••••••••• S••••••• L•• BD affiliated
Jan 3, 2006 to Dec 31, 2006 · North Syracuse, Ny
K•••••• C•••••• M•••••• I••• unclassified
Jun 14, 2004 to Dec 31, 2005 · Syracuse, Ny

Moves

a registration end followed by a registration begin elsewhere

C•••••• G•••• • C• I•• to L•• F•••••••• L••
left Jul 10, 2023, registered Jul 5, 2023 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
K•• I••••••••• S••••••• L•• to C•••••• G•••• • C• I••
left Dec 31, 2006, registered May 4, 2021 (5238 days) · Other
K•••••• C•••••• M•••••• I••• to K•• I••••••••• S••••••• L••
left Dec 31, 2005, registered Jan 3, 2006 (3 days) · corporate re-registration, not a move

Signals

B••••• L•••• I••••• M••• left C•••••• G•••• • C• I•• for L•• F•••••••• L•• (registered 2023-07-05)
Jul 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address