J•••• C••••••••• G••••••••

• R••••• W• B•••• • C•• I••••••••• mixed wealth current
  since Apr 30, 2021 · Rochester, Mn
• W•••• F•••• A••••••• wirehouse
  Jan 3, 2011 to May 5, 2021 · Minneapolis, Mn
• W•••• F•••• I••••••••• L•• unclassified
  Dec 13, 2000 to Jan 3, 2011 · Rochester, Mn

• W•••• F•••• A••••••• to R••••• W• B•••• • C•• I•••••••••
  left May 5, 2021, registered Apr 30, 2021 (-5 days) · Wirehouse to independent RIA · moved with a team
• W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
  left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wealth manager with institutional or fund businessderived

Years in industry

37derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address