DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shawn William Dunnigan
Feed of 09/14/2026
At current firm
2 y
since Jun 25, 2024
In the industry
37 y
since Jul 18, 1989 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jun 25, 2024 · Fort Collins, Co
- Ica Group Wealth Management, LLC formerMar 30, 2022 to Aug 6, 2024 · Fort Collins, Co
- Investment Centers Of America, Inc. formerFeb 26, 2015 to Nov 29, 2017 · Fort Collins, Co
- Della Parola Capital Management formerNov 8, 2013 to Feb 25, 2015 · Winter Park, Fl
- LPL Financial LLC BD affiliatedDec 16, 2009 to Nov 25, 2013 · Ft Collins, Co
- Wells Fargo Investments, LLC unclassifiedMay 31, 2006 to Dec 21, 2009 · Fort Collins, Co
Moves
a registration end followed by a registration begin elsewhere
- Ica Group Wealth Management, LLC to LPL Financial LLCleft Aug 6, 2024, registered Jun 25, 2024 (-42 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Investment Centers Of America, Inc. to Ica Group Wealth Management, LLCleft Nov 29, 2017, registered Mar 30, 2022 (1582 days) · Other · moved with a team
- Della Parola Capital Management to Investment Centers Of America, Inc.left Feb 25, 2015, registered Feb 26, 2015 (1 days) · Other
- LPL Financial LLC to Della Parola Capital Managementleft Nov 25, 2013, registered Nov 8, 2013 (-17 days) · Other
- Wells Fargo Investments, LLC to LPL Financial LLCleft Dec 21, 2009, registered Dec 16, 2009 (-5 days) · Other
Signals
- Shawn William Dunnigan left Ica Group Wealth Management, Llc for Lpl Financial Llc (registered 2024-06-25)Aug 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address