DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

D•••• P••••• C•••••• M•••••••••

Former SEC-registered adviserFort Collins, ColoradoCRD 138897SEC 801-70198IAPD
Legal name D•••• P••••• C•••••• M••••••••• L••
Latest filing May 3, 2018
First filing on the tape Apr 2, 2012 · 24 filings
RAUM
$52.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$52.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$64.4M as of Mar 24, 2017
Apr 2, 2012$92.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 24, 2017
Apr 2, 20120 then
Employees (5.A)5 as of Mar 24, 2017
Apr 5, 20136 then
Private funds1 as of Mar 24, 2017
Mar 14, 20161 then
RAUM -78% over the last fiscal year-17% a year over threeIARs 2 to 1
Practice profile
derived from the filing of May 3, 2018; every figure names its basis
RAUM per advisor
$52.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.7MderivedHNW RAUM over HNW clients
Average account
$866,667derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-72%derivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$51.0M98%
  • Individuals$1.0M1.9%
Individual clients
n/areported
HNW clients
19reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
60reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
D•••• P••••• P••••••• M•••••• L•no longer reportedHedge Fund$9.4M18Mar 14, 2016
Owners and control persons
Schedule A and B, latest filing
  • M•••••• D••••• A•••••• · Chief Compliance Officer And Managing Pricipalcontrol
    since 04/2018 · owns less than 5%
  • M•••••• D••••• A•••••• · Membercontrol
    since 01/2013 · owns 75% or more of N•••• C•••••••• L••
Entity owners
  • N•••• C•••••••• L•• · Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • State-registered IARs · 0 to 1
    Apr 11, 2018 to May 3, 2018
  • Accounts · 66 to 60
    Mar 24, 2017 to Mar 30, 2018
  • Advisory employees · 4 to 1
    Mar 24, 2017 to Mar 30, 2018
  • Advisory activities · 5 to 1
    Mar 24, 2017 to Mar 30, 2018
  • HNW clients · unset to 19.0
    Mar 24, 2017 to Mar 30, 2018
  • Assets in custody · 9449560.0 to unset
    Mar 24, 2017 to Mar 30, 2018
  • Custody of client assets · true to false
    Mar 24, 2017 to Mar 30, 2018
  • Employees · 5 to 2
    Mar 24, 2017 to Mar 30, 2018
  • State-registered IARs · 3 to 0
    Mar 24, 2017 to Mar 30, 2018
  • Other offices · unset to 1.0
    Mar 24, 2017 to Mar 30, 2018
  • Private funds · 1 to unset
    Mar 24, 2017 to Mar 30, 2018
  • Discretionary RAUM · $64.4M to $52.0M
    Mar 24, 2017 to Mar 30, 2018
  • HNW RAUM · unset to 51000000.0
    Mar 24, 2017 to Mar 30, 2018
  • Individual RAUM · unset to 1000000.0
    Mar 24, 2017 to Mar 30, 2018
  • Non-discretionary RAUM · $56,183 to $0
    Mar 24, 2017 to Mar 30, 2018
  • RAUM · $64.4M to $52.0M
    Mar 24, 2017 to Mar 30, 2018
  • Related bank · true to false
    Mar 24, 2017 to Mar 30, 2018
  • Accounts · 78 to 66
    Mar 16, 2017 to Mar 24, 2017
  • Advisory activities · 4 to 5
    Mar 16, 2017 to Mar 24, 2017
  • Assets in custody · $15.5M to $9.4M
    Mar 16, 2017 to Mar 24, 2017
  • Employees · 6 to 5
    Mar 16, 2017 to Mar 24, 2017
  • State-registered IARs · 2 to 3
    Mar 16, 2017 to Mar 24, 2017
  • Discretionary RAUM · $70.4M to $64.4M
    Mar 16, 2017 to Mar 24, 2017
  • Non-discretionary RAUM · $161M to $56,183
    Mar 16, 2017 to Mar 24, 2017
  • RAUM · $232M to $64.4M
    Mar 16, 2017 to Mar 24, 2017
  • Accounts · 179 to 78
    Jun 8, 2015 to Mar 14, 2016
  • Advisory activities · 5 to 4
    Jun 8, 2015 to Mar 14, 2016
  • Assets in custody · unset to 15489773.0
    Jun 8, 2015 to Mar 14, 2016
  • Custody of client assets · false to true
    Jun 8, 2015 to Mar 14, 2016
  • Private funds · unset to 1
    Jun 8, 2015 to Mar 14, 2016
  • Discretionary RAUM · $100M to $70.4M
    Jun 8, 2015 to Mar 14, 2016
  • Non-discretionary RAUM · $0 to $161M
    Jun 8, 2015 to Mar 14, 2016
  • RAUM · $100M to $232M
    Jun 8, 2015 to Mar 14, 2016
  • Related bank · false to true
    Jun 8, 2015 to Mar 14, 2016
  • Accounts · 320 to 179
    Dec 23, 2014 to Mar 31, 2015
  • Advisory employees · 5 to 4
    Dec 23, 2014 to Mar 31, 2015
  • BD registered reps · 1 to 0
    Dec 23, 2014 to Mar 31, 2015
  • Employees · 9 to 6
    Dec 23, 2014 to Mar 31, 2015
  • State-registered IARs · 5 to 2
    Dec 23, 2014 to Mar 31, 2015
  • Discretionary RAUM · $80.1M to $100M
    Dec 23, 2014 to Mar 31, 2015
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/della-parolareportedpublic record, Form ADV, Sep 18, 2026
Website
D••••P•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026