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Registered advisor
J•••••• D• P••••••
Feed of 09/14/2026
Also filed as Jeff P••••••
At current firm
16 y
since Mar 25, 2010
In the industry
37 y
since Sep 18, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Mar 25, 2010 · Saint Louis, Mo
- S••••••• I••••••••• I••• formerAug 2, 2007 to Dec 4, 2009 · Charlotte, Nc
- E•••••••• A•••••••• L•• national BDMay 24, 2005 to Jul 3, 2007 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• I••• to P••• A••••• S••••••••• L••left Dec 4, 2009, registered Mar 25, 2010 (111 days) · Other
- E•••••••• A•••••••• L•• to S••••••• I••••••••• I•••left Jul 3, 2007, registered Aug 2, 2007 (30 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address