DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Howard Fingerman
Certified Financial Planner
Feed of 09/15/2026
Also filed as Richard Fingerman
At current firm
0 y
since Jan 23, 2026
In the industry
34 y
since Jul 2, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Beacon Pointe Advisors, LLC independent RIA currentsince Jan 23, 2026 · Newton, Ma
- Financial Planning Solutions, LLC formerSep 3, 2013 to Dec 31, 2025 · Auburndale, Ma
- Cambridge Investment Research Advisors, Inc. BD affiliatedJan 2, 2013 to Sep 16, 2013 · Newton, Ma
- Cambridge Investment Research Advisors, Inc. BD affiliatedMar 28, 2005 to Dec 31, 2012 · Newton, Ma
- Cambridge Investment Research, Inc. unclassifiedOct 24, 2001 to Mar 28, 2005 · Newton, Ma
Moves
a registration end followed by a registration begin elsewhere
- Financial Planning Solutions, LLC to Beacon Pointe Advisors, LLCleft Dec 31, 2025, registered Jan 23, 2026 (23 days) · RIA to RIA · moved with a team
- Cambridge Investment Research Advisors, Inc. to Financial Planning Solutions, LLCleft Sep 16, 2013, registered Sep 3, 2013 (-13 days) · Other
- Cambridge Investment Research, Inc. to Cambridge Investment Research Advisors, Inc.left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move
Signals
- Richard Howard Fingerman left Financial Planning Solutions, Llc for Beacon Pointe Advisors, Llc (registered 2026-01-23)Dec 31, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address