DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gregory Gerard Geis
Feed of 09/14/2026
At current firm
1 y
since Feb 4, 2025
In the industry
35 y
since Feb 24, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Feb 4, 2025 · Fresno, Ca
- Cetera Investment Advisers LLC BD affiliatedNov 12, 2020 to Apr 3, 2024 · Fresno, Ca
- First Allied Advisory Services, Inc. formerAug 14, 2018 to Nov 12, 2020 · Fresno, Ca
- Raymond James Financial Services Advisors, Inc BD affiliatedJun 29, 2012 to Jul 13, 2018 · Fresno, Ca
- Bancwest Investment Services, Inc. (Bwis) formerNov 24, 2008 to Jul 9, 2012 · Orosi, Ca
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to LPL Financial LLCleft Apr 3, 2024, registered Feb 4, 2025 (307 days) · Affiliated broker-dealer or bank to another · moved with a team
- First Allied Advisory Services, Inc. to Cetera Investment Advisers LLCleft Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
- Raymond James Financial Services Advisors, Inc to First Allied Advisory Services, Inc.left Jul 13, 2018, registered Aug 14, 2018 (32 days) · Affiliated broker-dealer or bank to another · moved with a team
- Bancwest Investment Services, Inc. (Bwis) to Raymond James Financial Services Advisors, Incleft Jul 9, 2012, registered Jun 29, 2012 (-10 days) · Other
Signals
- Gregory Gerard Geis left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2025-02-04)Apr 3, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address