F•••• A•••••• U••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Jul 17, 2023 · Pasadena, Ca
• C•••••••• G••••• M•••••• I••• BD affiliated
  May 29, 2007 to Jun 26, 2023 · Los Angeles, Ca
• C••••••• I••••••••• S••••••• unclassified
  Jun 9, 2004 to May 29, 2007 · Los Angeles, Ca
• C•••••••• G••••• M•••••• I••• BD affiliated
  Jul 24, 2002 to May 6, 2004 · Los Angeles, Ca

• C•••••••• G••••• M•••••• I••• to J••• M••••• S••••••••• L••
  left Jun 26, 2023, registered Jul 17, 2023 (21 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
  left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
• C•••••••• G••••• M•••••• I••• to C••••••• I••••••••• S•••••••
  left May 6, 2004, registered Jun 9, 2004 (34 days) · Other

• ••• Locked
  Jun 26, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address