DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Valley Wealth Managers, Inc.
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2012 · 60 filings
SEC status approved since Oct 11, 1985
RAUM
$2.7B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
77%
$2.1B individuals and HNW
Advisors
48
registered through the firm on IAPD
RAUM per advisor
$56.0M
derived; firm RAUM over IAPD count
Employees
54
34 advisory (5.B.1)
Offices
12
beyond the principal office
Private funds
0
reported on Schedule D
History
60 filings and snapshots on the tape
RAUM$2.7B as of Mar 31, 2026
Mar 28, 2012$608M then
HNW client RAUM$1.9B as of Mar 31, 2026
Mar 28, 2018$938M then
State-registered IARs (5.B.3)50 as of Mar 31, 2026
Mar 25, 20136 then
Employees (5.A)54 as of Mar 31, 2026
Mar 25, 201312 then
Private funds: no history
RAUM +16% over the last fiscal year+14% a year over threeIARs 50 to 50
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $57.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 18derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 3.6derived13 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.6%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $425MreportedItem 5.I
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.9B69%
- Pension and profit-sharing plans$332M12%
- Corporations and businesses$206M7.7%
- Individuals$205M7.6%
- Charitable organizations$86.6M3.2%
- Individual clients
- 413reported
- HNW clients
- 441reported
- Pension plan clients
- 18reported
- Charitable clients
- 21reported
- Accounts
- 2,063reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.77 fund_share=0.0 institutional_share=0.16 related_bd=true related_bank=false bd_reps=41.0derived
Advisors registered through the firm
28 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Matthew Louis Grosser | Paramus, Nj | Feb 16, 2016 | 13 y | 0 |
| John Joseph D'ArcoChartered Financial Analyst | Paramus, Nj | Jul 15, 2022 | 12 y | 0 |
| Camille Robin Madison | Paramus, Nj | Jul 13, 2023 | 10 y | 1 |
| Shira S. Ketayi | Aventura, Fl | Jul 27, 2023 | 16 y | 1 |
| Christopher Michael Wilson | New York, Ny | Jul 27, 2023 | 13 y | 1 |
| Nicholas Maguire | Paramus, Nj | Jul 27, 2023 | 10 y | 0 |
| Kevin MadrigalCertified Financial Planner, Chartered Financial Consultant | Paramus, Nj | Jul 27, 2023 | 10 y | 0 |
| Berta Epelbaum | Aventura, Fl | Aug 4, 2023 | 23 y | 0 |
| Brenda Carey | Paramus, Nj | Aug 7, 2023 | 20 y | 0 |
| Oscar Omar Moraga | Aventura, Fl | Aug 7, 2023 | 17 y | 1 |
| Anthony Manuel Amaro | Aventura, Fl | Aug 7, 2023 | 16 y | 0 |
| Marlon Cruz | Aventura, Fl | Aug 7, 2023 | 12 y | 1 |
| Matthew Edward Pohl | Aventura, Fl | Aug 7, 2023 | 23 y | 2 |
| Micah Jarett Charyn | Coral Gables, Fl | Aug 8, 2023 | 14 y | 5 |
| Alejandro Feldman | Aventura, Fl | Aug 8, 2023 | 21 y | 2 |
| Andre Roitman | Paramus, Nj | Aug 11, 2023 | 16 y | 0 |
| Brian Asman | Paramus, Nj | Aug 11, 2023 | 10 y | 0 |
| Steven Ali Tussi | Atlanta, Ga | Aug 29, 2023 | 22 y | 0 |
| Leanne Marie PolizzanoCertified Financial Planner | Paramus, Nj | Aug 29, 2023 | 40 y | 1 |
| Thomas Roberto AlonsoChartered Financial Analyst | Paramus, Nj | Aug 30, 2023 | 25 y | 0 |
| Martin L GaleCertified Financial Planner, Chartered Financial Consultant | Tampa, Fl | Sep 27, 2023 | 14 y | 2 |
| Steve EriksonCertified Financial Planner | Palm Beach Gardens, Fl | Jun 15, 2024 | 41 y | 1 |
| Yi JiChartered Financial Analyst | New York, Ny | Dec 12, 2024 | 11 y | 0 |
| Charles K Miller | Coral Gables, Fl | Mar 10, 2025 | 30 y | 7 |
| Leticia Edith Cruz | Paramus, Nj | Apr 10, 2025 | 12 y | 0 |
| Brianna Rose Vanacore | Morristown, Nj | Aug 25, 2025 | 11 y | 2 |
| Brian Joshua YcazaCertified Financial Planner | Paramus, Nj | Jan 19, 2026 | 11 y | 0 |
| Sean Moro | Paramus, Nj | Aug 19, 2026 | 10 y | 1 |
Advisor movement
5 left, 4 joined in 12 months
net -1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 10% of current headcount11 left over 36 months
Left, latest
- Jacqueline Alberte Gilbert to Citizens Securities, Inc.Apr 8, 2026 · RIA to affiliated broker-dealer or bank
- Eric Sprung to Valic Financial Advisors, Inc.Jan 15, 2026 · RIA to affiliated broker-dealer or bank
- Sharon Dvir to Cetera Investment Advisers LLCDec 15, 2025 · RIA to affiliated broker-dealer or bank
- Bryan James Bornschein to Truist Advisory Services, Inc.Dec 15, 2025 · RIA to affiliated broker-dealer or bank
- Brian Mark Stigliano to Forvis Mazars Wealth Advisors, LLCSep 22, 2025 · RIA to RIA
- Daniel Charles Hauschild to MarinerAug 27, 2025 · RIA to affiliated broker-dealer or bank
- Samantha Macmullen to Morgan StanleyAug 20, 2025 · RIA to wirehouse
- Elliot Ross Poretzky to Lord, Abbett & Co. LLCJul 3, 2025 · Other
- Dov Katz to Morgan StanleyDec 3, 2024 · RIA to wirehouse
- Stephen Paul Pedicini to Alphacore Capital LLCApr 12, 2024 · RIA to RIA
- Christopher Stephen Callaway to Steelpeak Wealth, LLCFeb 5, 2024 · RIA to RIA
- Steven Brian Resler to Sequoia Financial Group, L.L.C.Jan 30, 2023 · RIA to RIA
- Gregory Matthew Pizzano to Pine Valley InvestmentsSep 20, 2022 · RIA to RIA
- James C Cantela to Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 20, 2020 · RIA to wirehouse
- Felipe Restrepo to Citigroup Global Markets Inc.May 25, 2017 · Other
Joined, latest
- Sean Moro from MML Investors Services, LLCAug 19, 2026 · Affiliated broker-dealer or bank to independent RIA
- Carlos Miguel Batista Gutierrez from Neuberger Berman Bd LLCJun 11, 2026 · Other
- Jacqueline Alberte Gilbert from Principal Securities, Inc.Oct 7, 2025 · Affiliated broker-dealer or bank to independent RIA
- Sharon Dvir from Raymond James Financial Services Advisors, IncSep 24, 2025 · Affiliated broker-dealer or bank to independent RIA
- Eric Sprung from Leucadia Asset Management LLCAug 26, 2025 · Other
- Brianna Rose Vanacore from LPL Enterprise, LLCAug 25, 2025 · Affiliated broker-dealer or bank to independent RIA
- Mark D Bubien from J.P. Morgan Securities LLCAug 8, 2025 · Wirehouse to independent RIA
- Charles K Miller from Synovus Securities, Inc.Mar 10, 2025 · RIA to RIA
- David M Marks from Osaic Institutions, Inc.Sep 5, 2024 · Affiliated broker-dealer or bank to independent RIA
- Samantha Macmullen from Valley Financial Management, Inc.Jun 5, 2024 · Affiliated broker-dealer or bank to independent RIA
- Martin L Gale from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 27, 2023 · Wirehouse to independent RIA
- Eliyahu Yosef Engelman from Valley Financial Management, Inc.Sep 26, 2023 · Affiliated broker-dealer or bank to independent RIA
- Leanne Marie Polizzano from New Century Asset Management, Inc.Aug 29, 2023 · Other
- Kathleen Mary Buske from New Century Asset Management, Inc.Aug 29, 2023 · Other
- Jason Robert Calderwood from Pruco Securities, LLCAug 9, 2023 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Valley Financial Management, Inc.Jul 26, 2023 · New York, Ny
- 3 joined from New Century Asset Management, Inc.Apr 7, 2016 · Wayne, Nj · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mitchell Crandell · Directorcontrolsince 04/2023 · owns less than 5%
- Jon Christopher Gawley · General Counsel, Corporate Secretarycontrolsince 07/2023 · owns less than 5%
- Bement Collyn Gilbert · Directorcontrolsince 04/2023 · owns less than 5%
- Jamie Mayo · Chief Financial Officercontrolsince 07/2023 · owns less than 5%
- Joseph Michael Obrien · Chief Compliance Officercontrolsince 07/2014 · owns less than 5%
- Mark Brian Stigliano · Chief Strategy & Growth Officercontrolsince 07/2023 · owns less than 5%
- Ali Steven Tussi · Head Of Investment Strategy Of The Boardcontrolsince 07/2023 · owns less than 5%
- Joel Vanovitch · Chief Operations Officercontrolsince 07/2023 · owns less than 5%
- Michael Christopher Wilson · Chief Compliance Officercontrolsince 02/2026 · owns less than 5%
- Michael Zaremsky · President, Chairman Of The Boardcontrolsince 07/2023 · owns less than 5%
Entity owners
- Valley National Bank · Sole Shareholderdirect · owns 75% or more
- Valley National Bancorp · Shareholderindirect · owns 75% or more of Valley National Bank · public reporting company
Related persons
Schedule D 7.A
- Valley Financial Management, Inc.broker-dealerinvestment adviserreal estatenRAUM $473,254
- Valley Insurance Services, Inc.real estaten
- Valley National Bancorpy
- Valley National Bankcustodiany
Advisers that list Valley Wealth Managers, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Paramus, Nj · principal | 43 | 2 | 5 | ||
| Aventura, Fl | 12 | 0 | 0 | ||
| New York, Ny | 11 | 1 | 0 | ||
| Los Angeles, Ca | 3 | 0 | 0 | ||
| Chicago, Il | 2 | 0 | 0 | ||
| Morristown, Nj | 2 | 0 | 0 | ||
| Coral Gables, Fl | 2 | 0 | 0 | ||
| West Palm Beach, Fl | 1 | 0 | 0 | ||
| Wilmington, De | 0 | 0 | 0 | ||
| Jericho, Ny | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Aventura, FL12 employees
- New York, NY12 employees
- Los Angeles, CA3 employees
- Coral Gables, FL2 employees
- West Palm Beach, FL2 employees
- Chicago, IL1 employees
- Morristown, NJ1 employees
- White Plains, NY1 employees
- St. Petersburg, FL1 employees
- Tampa, FL1 employees
- , 1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 31, 2026WILSON, CHRISTOPHER, MICHAEL (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2023-07-07 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 31, 2026OBRIEN, MICHAEL, JOSEPH (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-07-07 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 31, 2026ZAREMSKY, MICHAEL (PRESIDENT, CHAIRMAN OF THE BOARD) left Schedule A between the filings of 2023-07-07 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 31, 2026STIGLIANO, BRIAN, MARK (CHIEF STRATEGY & GROWTH OFFICER) left Schedule A between the filings of 2023-07-07 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 31, 2026VANOVITCH, JOEL (CHIEF OPERATIONS OFFICER) left Schedule A between the filings of 2023-07-07 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 1,957 to 2,063Jan 13, 2026 to Mar 31, 2026
- Charity clients · 17 to 21Jan 13, 2026 to Mar 31, 2026
- Corporate clients · 75 to 76Jan 13, 2026 to Mar 31, 2026
- HNW clients · 459 to 441Jan 13, 2026 to Mar 31, 2026
- Individual clients · 409 to 413Jan 13, 2026 to Mar 31, 2026
- Pension plan clients · 22 to 18Jan 13, 2026 to Mar 31, 2026
- Discretionary RAUM · $2.1B to $2.5BJan 13, 2026 to Mar 31, 2026
- HNW RAUM · $1.7B to $1.9BJan 13, 2026 to Mar 31, 2026
- Individual RAUM · $179M to $205MJan 13, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $198M to $146MJan 13, 2026 to Mar 31, 2026
- Pension RAUM · $277M to $332MJan 13, 2026 to Mar 31, 2026
- RAUM · $2.3B to $2.7BJan 13, 2026 to Mar 31, 2026
- Other offices · 11 to 12Aug 27, 2025 to Jan 13, 2026
- Other offices · 12 to 11Jul 7, 2025 to Aug 27, 2025
- Financial planning clients · 101-250 to 101-250Mar 28, 2025 to Jul 7, 2025
- Accounts · 1,997 to 1,957Oct 2, 2024 to Mar 28, 2025
- Advisory employees · 48 to 34Oct 2, 2024 to Mar 28, 2025
- BD registered reps · 35 to 41Oct 2, 2024 to Mar 28, 2025
- Charity clients · 12 to 17Oct 2, 2024 to Mar 28, 2025
- Corporate clients · 32 to 75Oct 2, 2024 to Mar 28, 2025
- HNW clients · 430 to 459Oct 2, 2024 to Mar 28, 2025
- Individual clients · 374 to 409Oct 2, 2024 to Mar 28, 2025
- Pension plan clients · 21 to 22Oct 2, 2024 to Mar 28, 2025
- Employees · 52 to 54Oct 2, 2024 to Mar 28, 2025
- State-registered IARs · 45 to 50Oct 2, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.1B to $2.1BOct 2, 2024 to Mar 28, 2025
- HNW RAUM · $1.6B to $1.7BOct 2, 2024 to Mar 28, 2025
- Individual RAUM · $197M to $179MOct 2, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $174M to $198MOct 2, 2024 to Mar 28, 2025
- Pension RAUM · $293M to $277MOct 2, 2024 to Mar 28, 2025
- RAUM · $2.2B to $2.3BOct 2, 2024 to Mar 28, 2025
- Other offices · 11 to 12Aug 29, 2024 to Oct 2, 2024
- Other offices · 13 to 11Mar 28, 2024 to Aug 29, 2024
- Accounts · 2,096 to 1,997Sep 20, 2023 to Mar 28, 2024
- Advisory employees · 44 to 48Sep 20, 2023 to Mar 28, 2024
- Advisory activities · 5 to 4Sep 20, 2023 to Mar 28, 2024
- BD registered reps · 32 to 35Sep 20, 2023 to Mar 28, 2024
- Charity clients · 16 to 12Sep 20, 2023 to Mar 28, 2024
- Corporate clients · 104 to 32Sep 20, 2023 to Mar 28, 2024
- HNW clients · 643 to 430Sep 20, 2023 to Mar 28, 2024
Signals
33 dated events
- Shira S. Ketayi no longer holds an investment adviser registration (last listed at Valley Wealth Managers, Inc. on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Jacqueline Alberte Gilbert left Valley Wealth Managers, Inc. for Citizens Securities, Inc. (registered 2026-04-17)Apr 8, 2026 · Advisor changed firm · fact
- Eric Sprung left Valley Wealth Managers, Inc. for Valic Financial Advisors, Inc. (registered 2026-04-20)Jan 15, 2026 · Advisor changed firm · fact
- Sharon Dvir left Valley Wealth Managers, Inc. for Cetera Investment Advisers Llc (registered 2026-02-02)Dec 15, 2025 · Advisor changed firm · fact
- Bryan James Bornschein left Valley Wealth Managers, Inc. for Truist Advisory Services, Inc. (registered 2026-01-14)Dec 15, 2025 · Advisor changed firm · fact
- Brian Mark Stigliano left Valley Wealth Managers, Inc. for Forvis Mazars Wealth Advisors, Llc (registered 2025-10-09)Sep 22, 2025 · Advisor changed firm · fact
- Daniel Charles Hauschild left Valley Wealth Managers, Inc. for Mariner (registered 2025-08-12)Aug 27, 2025 · Advisor changed firm · fact
- Samantha Macmullen left Valley Wealth Managers, Inc. for Morgan Stanley (registered 2025-08-28)Aug 20, 2025 · Advisor changed firm · fact
- Elliot Ross Poretzky left Valley Wealth Managers, Inc. for Lord, Abbett & Co. Llc (registered 2025-07-21)Jul 3, 2025 · Advisor changed firm · fact
- Dov Katz left Valley Wealth Managers, Inc. for Morgan Stanley (registered 2024-12-16)Dec 3, 2024 · Advisor changed firm · fact
- Stephen Paul Pedicini left Valley Wealth Managers, Inc. for Alphacore Capital Llc (registered 2024-04-15)Apr 12, 2024 · Advisor changed firm · fact
- Robert George Kress (Director Of Business Development) no longer on Schedule A of Valley Wealth Managers, Inc. (listed 2023-09-20, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Christopher Stephen Callaway left Valley Wealth Managers, Inc. for Steelpeak Wealth, Llc (registered 2024-02-14)Feb 5, 2024 · Advisor changed firm · fact
- 3 advisors left Valley Financial Management, Inc. (New York, NY) for Valley Wealth Managers, Inc. on the same dayJul 26, 2023 · Team lift-out · derived
- Valley Wealth Managers, Inc. reported 11 offices beyond its principal office, up from 4 (2023-03-29 to 2023-07-07)Jul 7, 2023 · Office count change · derived
- Valley Wealth Managers, Inc. reported 44 state-registered advisory representatives, up from 12 (2023-03-29 to 2023-07-07)Jul 7, 2023 · Advisor headcount change · derived
- Michael Zaremsky (President, Chairman Of The Board) appeared on Schedule A of Valley Wealth Managers, Inc.Jul 7, 2023 · Control person joined · fact
- Mark Brian Stigliano (Chief Strategy & Growth Officer) appeared on Schedule A of Valley Wealth Managers, Inc.Jul 7, 2023 · Control person joined · fact
- Bement Collyn Gilbert (Director) appeared on Schedule A of Valley Wealth Managers, Inc.Jul 7, 2023 · Control person joined · fact
- Mitchell Crandell (Director) appeared on Schedule A of Valley Wealth Managers, Inc.Jul 7, 2023 · Control person joined · fact
- Jon Christopher Gawley (General Counsel) appeared on Schedule A of Valley Wealth Managers, Inc.Jul 7, 2023 · Control person joined · fact
- Joel Vanovitch (Chief Operations Officer) appeared on Schedule A of Valley Wealth Managers, Inc.Jul 7, 2023 · Control person joined · fact
- Jamie Mayo (Chief Financial Officer) appeared on Schedule A of Valley Wealth Managers, Inc.Jul 7, 2023 · Control person joined · fact
- Brian Steven Resler (First Vice President, Director Of Business Development) no longer on Schedule A of Valley Wealth Managers, Inc. (listed 2022-11-03, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Steven Brian Resler left Valley Wealth Managers, Inc. for Sequoia Financial Group, L.L.C. (registered 2023-02-13)Jan 30, 2023 · Advisor changed firm · fact
- Gregory Matthew Pizzano left Valley Wealth Managers, Inc. for Pine Valley Investments (registered 2023-12-19)Sep 20, 2022 · Advisor changed firm · fact
- Stephen Thomas Moore (Director, Executive Vice President) no longer on Schedule A of Valley Wealth Managers, Inc. (listed 2022-05-02, absent 2022-07-05)Jul 5, 2022 · Control person left · inference
- Brian Steven Resler (First Vice President, Director Of Business Development) appeared on Schedule A of Valley Wealth Managers, Inc.Jul 5, 2022 · Control person joined · fact
- Ali Steven Tussi (First Vice President, Director Of Portfolio Management) appeared on Schedule A of Valley Wealth Managers, Inc.Jul 5, 2022 · Control person joined · fact
- Sue Cynthia Bechmann (Director, Senior Vice President, Chief Operating Officer) no longer on Schedule A of Valley Wealth Managers, Inc. (listed 2021-03-25, absent 2021-07-27)Jul 27, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- valley.com/personal/wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-794-7940reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026