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Registered advisor
T••••• M•••••• O••••••
Feed of 09/14/2026
At current firm
8 y
since Oct 18, 2017
In the industry
37 y
since Sep 12, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 18, 2017 · Holland, Mi
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Oct 3, 2017 · Hudsonville, Mi
- C••••• I••••••••• S••••••• L•• formerJan 4, 2010 to Jan 29, 2014 · Hudsonville, Mi
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to W•••• F•••• A•••••••left Oct 3, 2017, registered Oct 18, 2017 (15 days) · Other
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 29, 2014, registered Jan 21, 2014 (-8 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address