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Registered advisor
P•••• L••• Z•••••
Feed of 09/15/2026
Also filed as P•••• L••• Z•••••
At current firm
6 y
since Mar 2, 2020
In the industry
25 y
since May 19, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• S••••••••• I••• BD affiliated currentsince Mar 2, 2020 · Miami, Fl
- C•••••• A••••••• G••••• L•• unclassifiedFeb 25, 2004 to Dec 31, 2004 · Miami Lakes, Fl
- C•••••• A••••••• G••••• L•• unclassifiedFeb 25, 2004 to Dec 31, 2005
- C•••••• A••••••• G••••• L•• unclassifiedFeb 25, 2004 to Dec 31, 2006 · Miami Lakes, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedDec 10, 2003 to Mar 4, 2020 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to C•••••• A••••••• G••••• L••left Mar 4, 2020, registered Feb 25, 2004 (-5852 days) · Other · moved with a team
- C•••••• A••••••• G••••• L•• to S•••••• S••••••••• I•••left Dec 31, 2006, registered Mar 2, 2020 (4810 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address