M•••••• D•••• C••••••

• L•• F•••••••• L•• BD affiliated current
  since Sep 30, 2024 · St.Petersburg, Fl
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jan 2, 2009 to Oct 4, 2024 · Saint Petersburg, Fl
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Apr 27, 2005 to Oct 10, 2009 · Saint Petersburg, Fl
• W•••••• • R••• former
  Aug 1, 2002 to Apr 7, 2005 · St Petersburg, Fl

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
  left Oct 4, 2024, registered Sep 30, 2024 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
• R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Oct 10, 2009, registered Jan 2, 2009 (-281 days) · corporate re-registration, not a move
• W•••••• • R••• to R•••••• J•••• F•••••••• S•••••••• I•••
  left Apr 7, 2005, registered Apr 27, 2005 (20 days) · Other

• M•••••• D•••• C•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2024-09-30)
  Oct 4, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address