RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F•••••• independent RIA currentsince Jan 21, 2025 · Austin, Tx
- E•••••• F•••••••• E•••••• independent RIANov 30, 2016 to Feb 14, 2025 · Austin, Tx
- F•••••••• E•••••• A•••••• C•••••• L•• formerJul 1, 2013 to Nov 30, 2016 · Overland Park, Ks
- T•• M••••• F••• S•••• formerJun 9, 2005 to Jul 2, 2013 · Austin, Tx
- G•••• S••••••••• I••• unclassifiedOct 15, 2003 to Jun 1, 2004 · Enid, Ok
- E•••••• F•••••••• E•••••• to F••••••left Feb 14, 2025, registered Jan 21, 2025 (-24 days) · RIA to RIA · moved with a team
- F•••••••• E•••••• A•••••• C•••••• L•• to E•••••• F•••••••• E••••••left Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- T•• M••••• F••• S•••• to F•••••••• E•••••• A•••••• C•••••• L••left Jul 2, 2013, registered Jul 1, 2013 (-1 days) · Other
- G•••• S••••••••• I••• to T•• M••••• F••• S••••left Jun 1, 2004, registered Jun 9, 2005 (373 days) · Other
- J••• E•••••• C•••• left E•••••• F•••••••• E•••••• for F•••••• (registered 2025-01-21)Feb 14, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address