DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• C•••••••• R•••••

U•• F•••••••• S••••••• I•••wirehouseBoston, Madual registrantIAPD 1986295

Feed of 09/14/2026

Also filed as D•••• C•••••••• R•••••

At current firm

1 y

since Mar 31, 2025

In the industry

35 y

since Jan 16, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Mar 31, 2025 · Boston, Ma
W•••• F•••• A••••••• wirehouse
May 25, 2022 to Mar 19, 2025 · Boston, Ma
U•• F•••••••• S••••••• I••• wirehouse
Jun 21, 2016 to May 26, 2022 · Boston, Ma
C••••• S••••• S••••••••• •••• L•• former
Mar 10, 2016 to Jun 24, 2016 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••
left Mar 19, 2025, registered Mar 31, 2025 (12 days) · Wirehouse to wirehouse
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left May 26, 2022, registered May 25, 2022 (-1 days) · Wirehouse to wirehouse
C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••
left Jun 24, 2016, registered Jun 21, 2016 (-3 days) · Other

Signals

D•••• C•••••••• R••••• left W•••• F•••• A••••••• for U•• F•••••••• S••••••• I••• (registered 2025-03-31)
Mar 19, 2025 · Advisor changed firm · fact
D•••• C•••••••• R••••• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2022-05-25)
May 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address