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Registered advisor
D••••• D•••• P•••
Certified Financial Planner
Feed of 09/15/2026
Also filed as D••••• D•••• P•••
At current firm
1 y
since Sep 5, 2025
In the industry
36 y
since Nov 3, 1989 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Mission Viejo, Ca
- A•••••• A••••••• S••••••• formerMar 29, 2019 to Sep 5, 2025 · Euless, Tx
- C•••••••• F•••••••• G•••• A••••••• formerJan 23, 2017 to Apr 4, 2019 · Birmingham, Al
- L•• F•••••••• L•• BD affiliatedJul 11, 2016 to Feb 6, 2017 · Irving, Tx
- L•••• F••• A••••••• S••••••• BD affiliatedJul 12, 2005 to Feb 17, 2017 · Dallas, Tx
- S••••••••• A•••••• A•••••••• I••• formerJan 21, 2003 to Dec 31, 2003 · Dallas, Tx
- T•• C•••••• M••••••••• I••• unclassifiedJan 23, 2002 to Jan 22, 2003 · Arlington, Tx
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- C•••••••• F•••••••• G•••• A••••••• to A•••••• A••••••• S•••••••left Apr 4, 2019, registered Mar 29, 2019 (-6 days) · Affiliated broker-dealer or bank to another
- L•••• F••• A••••••• S••••••• to L•• F•••••••• L••left Feb 17, 2017, registered Jul 11, 2016 (-221 days) · Other
- L•• F•••••••• L•• to C•••••••• F•••••••• G•••• A•••••••left Feb 6, 2017, registered Jan 23, 2017 (-14 days) · Other
- S••••••••• A•••••• A•••••••• I••• to L•••• F••• A••••••• S•••••••left Dec 31, 2003, registered Jul 12, 2005 (559 days) · Other
- T•• C•••••• M••••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Jan 22, 2003, registered Jan 21, 2003 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address