DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Vestgen Advisors, LLC
Latest filing Sep 11, 2026
First filing on the tape Feb 4, 2022 · 26 filings
SEC status approved since Mar 4, 2022
RAUM
$6.7B
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
100%
$6.7B individuals and HNW
Advisors
58
registered through the firm on IAPD
RAUM per advisor
$115M
derived; firm RAUM over IAPD count
Employees
165
58 advisory (5.B.1)
Offices
16
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$6.7B as of Aug 5, 2026
Mar 28, 2023$528M then
HNW client RAUM$3.4B as of Aug 5, 2026
Mar 28, 2023$351M then
State-registered IARs (5.B.3)50 as of Aug 5, 2026
Mar 28, 20236 then
Employees (5.A)165 as of Aug 5, 2026
Mar 28, 20237 then
Private funds: no history
RAUM +92% over the last fiscal year+133% a year over threeIARs 30 to 50offices 9 to 16
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $115MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 393derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $292,479derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 85%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.8derivedItem 5.A over advisors
- Advisors per office
- 3.4derived17 offices incl. principal (1.F.5)
- RAUM growth, one year
- +92%derivedbetween the last two annual amendments
- Advisor growth, one year
- +67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +141%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Wrap fee program
- $6.0BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.4B51%
- Individuals$3.2B49%
- Individual clients
- 21,477reported
- HNW clients
- 1,313reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 22,790reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=40.0derived
Advisors registered through the firm
54 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Patrick Joseph Crowley | Chicago, Il | May 3, 2022 | 29 y | 1 |
| Michael Edward Sullivan | Chicago, Il | May 3, 2022 | 26 y | 1 |
| Craig George Bolanos | Marco Island, Fl | May 3, 2022 | 29 y | 2 |
| David J Bolanos | Chicago, Il | May 3, 2022 | 19 y | 1 |
| Thomas James GruszkaCertified Financial Planner | Chicago, Il | May 3, 2022 | 26 y | 9 |
| Nicholas Anthony Punzio | Chicago, Il | Feb 8, 2023 | 17 y | 9 |
| Stephen Matthew Weber | Chicago, Il | Sep 22, 2024 | 32 y | 7 |
| Brian Nicholas Degrado | Chicago, Il | Sep 22, 2024 | 25 y | 4 |
| Erik Gutierrez | Chicago, Il | Sep 22, 2024 | 14 y | 1 |
| Timothy David Ludwig | Chicago, Il | Oct 14, 2024 | 16 y | 2 |
| Timothy Scott MohnsCertified Financial Planner | Naples, Fl | Oct 14, 2024 | 33 y | 2 |
| Matthew Joseph EvansCertified Financial Planner | Chicago, Il | Oct 14, 2024 | 16 y | 6 |
| Jeffery Dean Haller | Naperville, Il | Oct 15, 2024 | 32 y | 2 |
| Bradley Scott Doy | Downers Grove, Il | Oct 17, 2024 | 31 y | 4 |
| Kevin Edward DawrantCertified Financial Planner | Chicago, Il | Oct 17, 2024 | 12 y | 1 |
| James Robert Vande LogtCertified Financial Planner, Chartered Financial Consultant | Matthews, Nc | Oct 17, 2024 | 21 y | 5 |
| Thomas Christopher ReynoldsCertified Financial Planner | Oak Brook, Il | Oct 18, 2024 | 36 y | 2 |
| Kathleen Ann GfrorerCertified Financial Planner | Oak Brook, Il | Oct 18, 2024 | 43 y | 2 |
| Brendan Thomas Donlevy | Chicago, Il | Nov 1, 2024 | 11 y | 1 |
| Joseph Andrew LyonsCertified Financial Planner, Chartered Financial Consultant | South Barrington, Il | Nov 1, 2024 | 29 y | 5 |
| Charles Keith KikerCertified Financial Planner | Glen Ellyn, Il | Nov 1, 2024 | 32 y | 3 |
| Eric Anthony Mesko | Chicago, Il | Nov 1, 2024 | 22 y | 3 |
| Theodore K Buckley | South Barrington, Il | Nov 1, 2024 | 11 y | 3 |
| Rikk RodriguezChartered Financial Consultant | Chicago, Il | Nov 1, 2024 | 16 y | 2 |
| Joseph Michael Esposito | Glen Ellyn, Il | Nov 1, 2024 | 34 y | 3 |
| Bret James MooneyChartered Financial Consultant | South Barrington, Il | Nov 1, 2024 | 9 y | 1 |
| Eric Mooney | South Barrington, Il | Nov 1, 2024 | 15 y | 1 |
| Jeffrey Allen ScheiderCertified Financial Planner, Chartered Financial Consultant | Chicago, Il | Nov 1, 2024 | 29 y | 3 |
| Keith Brian MooneyCertified Financial Planner, Chartered Financial Consultant | Chicago, Il | Nov 1, 2024 | 31 y | 6 |
| Terry Michael Mccaffrey | Chicago, Il | May 27, 2025 | 18 y | 2 |
| John Joseph ZielinskiChartered Financial Analyst | Chicago, Il | May 27, 2025 | 23 y | 5 |
| Daniel Harrison Stringfellow | Chicago, Il | May 27, 2025 | 11 y | 1 |
| Mark Wallace Johnson | Chicago, Il | May 28, 2025 | 44 y | 4 |
| Alfred David HollandCertified Financial Planner | Chicago, Il | May 29, 2025 | 26 y | 3 |
| Ryan Taylor Burchett | Kansas City, Mo | Jun 2, 2025 | 11 y | 1 |
| Scott Michael Sheldon | Kansas City, Mo | Jun 2, 2025 | 10 y | 3 |
| Michael Kelley Martin | Kansas City, Mo | Jun 3, 2025 | 33 y | 1 |
| Timothy Bernard Woods | Chicago, Il | Jul 25, 2025 | 21 y | 5 |
| Robert Bondiman | Chicago, Il | Aug 12, 2025 | 17 y | 5 |
| Robert Charles Greulich | Chicago, Il | Aug 22, 2025 | 34 y | 3 |
Advisor movement
1 left, 8 joined in 12 months
net +7 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 1.7% of current headcount1 left over 36 months
Left, latest
- Grant Bolender to Strategic Advisers LLCJun 4, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- Nicholas Steven Withington from Charles Schwab & Co., Inc.Dec 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- David C Walker from LPL Financial LLCOct 31, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jonathan Treat Lewis from Commonwealth Financial NetworkOct 9, 2025 · Affiliated broker-dealer or bank to independent RIA
- Ursula Robinson Daley from Commonwealth Financial NetworkOct 6, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jordan Glenn Lewis from Commonwealth Financial NetworkOct 6, 2025 · Affiliated broker-dealer or bank to independent RIA
- Brian M Michael Ahern from Raymond James Financial Services Advisors, IncOct 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- James M Thornton from Raymond James Financial Services Advisors, IncOct 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jeff Lesniewicz from Raymond James Financial Services Advisors, IncOct 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- Michael Benedict Moloney from Cambridge Investment Research Advisors, Inc.Sep 11, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jordan Joseph Layer from OnedigitalAug 25, 2025 · Other
- James Kim from OnedigitalAug 25, 2025 · Other
- Robert Charles Greulich from OnedigitalAug 22, 2025 · Other
- Robert Bondiman from J.P. Morgan Securities LLCAug 12, 2025 · Wirehouse to independent RIA
- Timothy Bernard Woods from William Blair & Company L.L.C.Jul 25, 2025 · Affiliated broker-dealer or bank to independent RIA
- Michael Kelley Martin from LPL Financial LLCJun 3, 2025 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from OnedigitalOct 8, 2025 · Oak Brook, Il
- 2 joined from Raymond James Financial Services Advisors, IncOct 3, 2025 · Downers Grove, Il
- 3 joined from Optimum Investment Advisors, LLCSep 30, 2025 · Chicago, Il · Firm absorbed
- 2 joined from LPL Financial LLCJun 4, 2025 · Kansas City, Mo
- 5 joined from LPL Financial LLCDec 3, 2024 · Oak Brook, Il
- 2 joined from Osaic Advisory Services, LLCNov 11, 2024 · South Barrington, Il
- 7 joined from Osaic Advisory Services, LLCNov 8, 2024 · Atlanta, Ga
- 2 joined from Raymond James Financial Services Advisors, IncOct 16, 2024 · Naples, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Joshua Gerry · Chief Executive Officer - Vestgen Wealth Partners Holdings, LLCcontrolsince 10/2024 · owns less than 5%
- Jason Hanavan · Chief Executive Officer, Vestgen Wealth Partners Holdings, LLCcontrolsince 05/2026 · owns less than 5%
- Ferian Nickelson · Chief Operating Officercontrolsince 11/2024 · owns less than 5%
- Bernard Timothy Woods · Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- Michael Patrick Curran · Senior Compliance Officersince 08/2025 · owns less than 5%
- James Thomas Ericson · Senior Compliance Officersince 11/2024 · owns less than 5%
- Cathleen Sayers · Director, Operationssince 09/2024 · owns less than 5%
- Donald Williams · Director, Operationssince 09/2024 · owns less than 5%
Entity owners
- Vestgen Wealth Partners · Financial Services Holdingdirect · owns 75% or more
- Vestgen Wealth Partners Holding LLC · Financial Services Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- Vestgen Investment Managementinvestment advisernRAUM $787M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chicago, Il · principal | 58 | 13 | 0 | ||
| South Barrington, Il | 10 | 1 | 0 | ||
| Oak Brook, Il | 7 | 2 | 0 | ||
| Kansas City, Mo | 4 | 1 | 0 | ||
| Naperville, Il | 4 | 0 | 0 | ||
| Downers Grove, Il | 4 | 0 | 0 | ||
| Naples, Fl | 2 | 0 | 0 | ||
| Glen Ellyn, Il | 2 | 0 | 0 | ||
| Kirkwood, Mo | 2 | 1 | 0 | ||
| Schaumberg, Il | 2 | 2 | 0 | ||
| S Barrington, Il | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Egg Harbor Township, NJ5 employees
- Downers Grove, IL5 employees
- Naperville, IL4 employees
- Downers Grove, IL3 employees
- Chicago, IL3 employees
- Oak Brook, IL2 employees
- Dallas, TX1 employees
ADV anomalies
10 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 11, 2026GERRY, JOSHUA, DAVID (CHIEF EXECUTIVE OFFICER - VESTGEN WEALTH PARTNERS HOLDINGS, LLC) left Schedule A between the filings of 2024-11-14 and 2026-09-11peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Sep 11, 2026Hanavan, Jason (CHIEF EXECUTIVE OFFICER, VESTGEN WEALTH PARTNERS HOLDINGS, LLC) appeared on Schedule A between the filings of 2024-11-14 and 2026-09-11peers: independent wealth managers, $5B to $20B (289)
- growth on all axesCombination · filing Mar 31, 2026RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $3,470,310,102 to $6,665,601,942, advisors 30 to 50, private clients 9453 to 22790, offices 9 to 16 (2025-03-31 to 2026-03-31)peers: independent wealth managers, $5B to $20B (289)
- new owner headcount expandsCombination · filing Mar 31, 2026VESTGEN WEALTH PARTNERS joined Schedule A on the filing of 2026-09-11; advisors 30.0 to 50.0 between the annual amendments of 2025-03-31 and 2026-03-31peers: independent wealth managers, $5B to $20B (289)
- client count surgeChange between filings · filing Mar 31, 2026individual and HNW clients (Item 5.D) moved from 9,453.0 to 22,790.0 (+141.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +6.0% (224 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $5B to $20B (224) · 99% percentile
- advisor count surgeChange between filings · filing Mar 31, 2026advisory representatives (Item 5.B.3) moved from 30.0 to 50.0 (+67.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +6.0% (220 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $5B to $20B (220) · 94% percentile
- account count surgeChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 9,800.0 to 22,790.0 (+133.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (253 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $5B to $20B (253) · 98% percentile
- employee count surgeChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 100.0 to 165.0 (+65.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +5.0% (264 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $5B to $20B (264) · 96% percentile
- office count surgeChange between filings · filing Mar 31, 2026offices other than the principal office (Item 1.F.5) moved from 9.0 to 16.0 (+78.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (142 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $5B to $20B (142) · 94% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $3,470,310,102 to $6,665,601,942 (+92.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +18.0% (271 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $5B to $20B (271) · 96% percentile
What changed
consecutive filings, newest first
- Financial planning clients · More than 500 to More than 500Aug 5, 2026 to Sep 11, 2026
- Succession · false to unsetAug 5, 2026 to Sep 11, 2026
- Accounts · 9,800 to 22,790Jan 22, 2026 to Mar 31, 2026
- Advisory employees · 30 to 58Jan 22, 2026 to Mar 31, 2026
- BD registered reps · 28 to 40Jan 22, 2026 to Mar 31, 2026
- HNW clients · 3,551 to 1,313Jan 22, 2026 to Mar 31, 2026
- Individual clients · 5,902 to 21,477Jan 22, 2026 to Mar 31, 2026
- Employees · 115 to 165Jan 22, 2026 to Mar 31, 2026
- State-registered IARs · 30 to 50Jan 22, 2026 to Mar 31, 2026
- Other offices · 14 to 16Jan 22, 2026 to Mar 31, 2026
- Discretionary RAUM · $3.5B to $5.7BJan 22, 2026 to Mar 31, 2026
- HNW RAUM · $1.4B to $3.4BJan 22, 2026 to Mar 31, 2026
- Individual RAUM · $2.1B to $3.2BJan 22, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $35,000 to $1000MJan 22, 2026 to Mar 31, 2026
- RAUM · $3.5B to $6.7BJan 22, 2026 to Mar 31, 2026
- HQ city · INVERNESS to CHICAGOJul 17, 2025 to Jan 22, 2026
- Other offices · 9 to 14Jul 17, 2025 to Jan 22, 2026
- Employees · 100 to 115May 28, 2025 to Jul 17, 2025
- Financial planning clients · More than 500 to More than 500May 28, 2025 to Jul 17, 2025
- Other offices · 7 to 9Jan 29, 2025 to Mar 31, 2025
- Accounts · 3,016 to 9,800Jan 29, 2025 to Mar 31, 2025
- Advisory activities · 3 to 4Jan 29, 2025 to Mar 31, 2025
- Charity clients · 1.0 to unsetJan 29, 2025 to Mar 31, 2025
- Corporate clients · 2.0 to unsetJan 29, 2025 to Mar 31, 2025
- HNW clients · 458 to 3,551Jan 29, 2025 to Mar 31, 2025
- Individual clients · 889 to 5,902Jan 29, 2025 to Mar 31, 2025
- Pension plan clients · 2.0 to unsetJan 29, 2025 to Mar 31, 2025
- Employees · 75 to 100Jan 29, 2025 to Mar 31, 2025
- Discretionary RAUM · $660M to $3.5BJan 29, 2025 to Mar 31, 2025
- HNW RAUM · $452M to $1.4BJan 29, 2025 to Mar 31, 2025
- Individual RAUM · $204M to $2.1BJan 29, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $35,000Jan 29, 2025 to Mar 31, 2025
- Pension RAUM · 985852.0 to unsetJan 29, 2025 to Mar 31, 2025
- RAUM · $660M to $3.5BJan 29, 2025 to Mar 31, 2025
- Advisory employees · 20 to 30Nov 14, 2024 to Dec 11, 2024
- BD registered reps · 20 to 28Nov 14, 2024 to Dec 11, 2024
- Employees · 50 to 75Nov 14, 2024 to Dec 11, 2024
- Advisory employees · 13 to 20Oct 17, 2024 to Nov 14, 2024
- BD registered reps · 13 to 20Oct 17, 2024 to Nov 14, 2024
- Employees · 30 to 50Oct 17, 2024 to Nov 14, 2024
Signals
24 dated events
- Grant Bolender left Vestgen Advisors, Llc for Strategic Advisers Llc (registered 2026-08-03)Jun 4, 2026 · Advisor changed firm · fact
- Vestgen Advisors, Llc reported 50 state-registered advisory representatives, up from 30 (2026-01-22 to 2026-03-31)Mar 31, 2026 · Advisor headcount change · derived
- Vestgen Advisors, Llc reported RAUM $6.7B, up 92% from $3.5B (2026-01-22 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Vestgen Advisors, Llc reported 14 offices beyond its principal office, up from 9 (2025-07-17 to 2026-01-22)Jan 22, 2026 · Office count change · derived
- 3 advisors left Onedigital (Oak Brook, IL) for Vestgen Advisors, LLC on the same dayOct 8, 2025 · Team lift-out · derived
- 2 advisors left Raymond James Financial Services Advisors, Inc (Downers Grove, IL) for Vestgen Advisors, LLC on the same dayOct 3, 2025 · Team lift-out · derived
- Optimum Investment Advisors, LLC's advisors moved to Vestgen Advisors, LLC (Chicago, IL): 3 of 4 registered, on the same daySep 30, 2025 · Firm absorbed (people side) · derived
- 2 advisors left LPL Financial LLC (Kansas City, MO) for Vestgen Advisors, LLC on the same dayJun 4, 2025 · Team lift-out · derived
- Vestgen Advisors, Llc reported RAUM $3.5B, up 426% from $660.3M (2025-01-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- 5 advisors left LPL Financial LLC (Oak Brook, IL) for Vestgen Advisors, LLC within 8 daysDec 3, 2024 · Team lift-out · derived
- Vestgen Advisors, Llc reported 30 state-registered advisory representatives, up from 13 (2024-10-17 to 2024-11-14)Nov 14, 2024 · Advisor headcount change · derived
- Ferian Nickelson (Chief Operating Officer) appeared on Schedule A of Vestgen Advisors, LlcNov 14, 2024 · Control person joined · fact
- 2 advisors left Osaic Advisory Services, LLC (South Barrington, IL) for Vestgen Advisors, LLC a day apartNov 11, 2024 · Team lift-out · derived
- 7 advisors left Osaic Advisory Services, LLC (Atlanta, GA) for Vestgen Advisors, LLC within 13 daysNov 8, 2024 · Team lift-out · derived
- 2 advisors left Raymond James Financial Services Advisors, Inc (Naples, FL) for Vestgen Advisors, LLC within 2 daysOct 16, 2024 · Team lift-out · derived
- 2 advisors left Raymond James Financial Services Advisors, Inc (Naperville, IL) for Vestgen Advisors, LLC within 3 daysOct 15, 2024 · Team lift-out · derived
- George Craig Bolanos (Ceo) no longer on Schedule A of Vestgen Advisors, Llc (listed 2024-09-19, absent 2024-10-12)Oct 12, 2024 · Control person left · inference
- Bernard Timothy Woods (Chief Compliance Officer) appeared on Schedule A of Vestgen Advisors, LlcOct 12, 2024 · Control person joined · fact
- David Joshua Gerry (Chief Executive Officer - Vestgen Wealth Partners Holdings, Llc) appeared on Schedule A of Vestgen Advisors, LlcOct 12, 2024 · Control person joined · fact
- 3 advisors left Lake Street (Chicago, IL) for Vestgen Advisors, LLC on the same daySep 20, 2024 · Team lift-out · derived
- Vestgen Advisors, Llc reported RAUM $660.3M, up 25% from $528.1M (2023-11-30 to 2024-02-29)Feb 29, 2024 · RAUM change · derived
- Vestgen Advisors, Llc reported RAUM $528.1M, up 74% from $303.0M (2022-07-06 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- 3 advisors left LPL Financial LLC (Inverness, IL) for Vestgen Advisors, LLC on the same dayDec 21, 2022 · Team lift-out · derived
- Wealth Management Group, L.L.C. filed its initial SEC registration (Form ADV)Feb 4, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 312-237-4446reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/vestgen-wealth-partners/mycompanyreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/wealthmanagementgroupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- vestgen.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-237-4446reportedpublic record, Form ADV, Sep 11, 2026
- Team page
- vestgen.com/professionalsreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $115Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026