RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••••• W•••••• F•••
- C•••••••• C•••••• W••••• M••••••••• L•• independent RIA currentsince Jun 9, 2015 · Tampa, Fl
- I••••• F•••••••• C••••••••• formerAug 21, 2008 to Mar 7, 2016 · Glastonbury, Ct
- G•••• A••••••• A•••••••• I••• formerNov 29, 2007 to Aug 21, 2008 · Suwanee, Ga
- T•••• S••••• S••••••••• I••• formerOct 28, 1998 to Dec 2, 2005 · Worcester, Ma
- I••••• F•••••••• C••••••••• to C•••••••• C•••••• W••••• M••••••••• L••left Mar 7, 2016, registered Jun 9, 2015 (-272 days) · Other
- G•••• A••••••• A•••••••• I••• to I••••• F•••••••• C•••••••••left Aug 21, 2008, registered Aug 21, 2008 (0 days) · Other
- T•••• S••••• S••••••••• I••• to G•••• A••••••• A•••••••• I•••left Dec 2, 2005, registered Nov 29, 2007 (727 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address