RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A• R••••••••
- W•••• F•••• A••••••• wirehouse currentsince Nov 30, 2022 · Fort Worth, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 21, 2014 to Dec 1, 2022 · Dallas, Tx
- W•• A•••••••• L• formerJan 28, 2013 to Feb 19, 2014 · Dallas, Tx
- 1•• G••••• A••••••• I•• formerJul 12, 2006 to Oct 1, 2012 · Dallas, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Dec 1, 2022, registered Nov 30, 2022 (-1 days) · Wirehouse to wirehouse
- W•• A•••••••• L• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 19, 2014, registered Apr 21, 2014 (61 days) · Other
- 1•• G••••• A••••••• I•• to W•• A•••••••• L•left Oct 1, 2012, registered Jan 28, 2013 (119 days) · Other
- M•••••• A• R•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2022-11-30)Dec 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address