RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••••• A•••• F••••••
- G••••• F•••••••• P•••••• C••••• independent RIA currentsince Apr 12, 2018 · Sarasota, Fl
- G••••• F•••••••• P•••••• C••••••• I••• formerJun 10, 2005 to Feb 22, 2019 · Sarasota, Fl
- G••••• F•••••••• A•••• M••••••••• L•• unclassifiedSep 8, 2003 to Sep 22, 2004 · Sarasota, Fl
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedMar 9, 1999 to May 3, 2005 · Sarasota, Fl
- G••••• F•••••••• P•••••• C••••••• I••• to G••••• F•••••••• P•••••• C•••••left Feb 22, 2019, registered Apr 12, 2018 (-316 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to G••••• F•••••••• A•••• M••••••••• L••left May 3, 2005, registered Sep 8, 2003 (-603 days) · Other
- G••••• F•••••••• A•••• M••••••••• L•• to G••••• F•••••••• P•••••• C••••••• I•••left Sep 22, 2004, registered Jun 10, 2005 (261 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address