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Registered advisor
S••••• J•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Sy J•••••
At current firm
4 y
since Oct 15, 2021
In the industry
34 y
since Nov 9, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W••••••••• A••••••• P••••••• L•• BD affiliated currentsince Oct 15, 2021 · West Chester, Pa
- S• J••••• C•• L•• unclassifiedJan 2, 2018 to Nov 23, 2021 · Downers Grove, Il
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 28, 2005 to Dec 31, 2017 · Downers Grove, Il
- C•••••••• I••••••••• R•••••••• I••• unclassifiedJul 1, 2003 to Mar 28, 2005 · Downers Grove, Il
- C••••• A•••••• N••••••• L•• formerFeb 1, 1998 to Jul 2, 2003 · Crystal Lake , Il
Moves
a registration end followed by a registration begin elsewhere
- S• J••••• C•• L•• to W••••••••• A••••••• P••••••• L••left Nov 23, 2021, registered Oct 15, 2021 (-39 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to S• J••••• C•• L••left Dec 31, 2017, registered Jan 2, 2018 (2 days) · Other
- C•••••••• I••••••••• R•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move
- C••••• A•••••• N••••••• L•• to C•••••••• I••••••••• R•••••••• I•••left Jul 2, 2003, registered Jul 1, 2003 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address