DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• J•••• V••••••

T••••• W••••• A•••••••state registeredLowell, ArIA-onlyIAPD 1996281

Feed of 09/14/2026

Also filed as D••••• J•••• V••••••

At current firm

0 y

since Mar 4, 2026

In the industry

29 y

since May 31, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••• W••••• A••••••• state registered current
since Mar 4, 2026 · Lowell, Ar
L•••••••• A•••••••• L•• independent RIA
Mar 13, 2025 to Mar 3, 2026 · Lowell, Ar
T••••• W••••• A••••••• state registered
Sep 16, 2024 to Jan 16, 2025 · Lowell, Ar
D•••• I••••••••• M••••••••• L•• independent RIA
Oct 14, 2020 to Apr 7, 2025 · Prescott, Az
B••••••••• W••••• A•••••••• L•• no RAUM
Aug 7, 2014 to Nov 3, 2020 · Prescott, Az
S•••••• F•••••••• S•••••••• L•• former
Feb 13, 2013 to Aug 22, 2014 · Rancho Cucamanga, Ca
C••••• M•••••• independent RIA
Feb 17, 2010 to Jan 3, 2013 · Rancho Cucamonga, Ca
U•• F•••••••• S••••••• I••• wirehouse
Feb 9, 2009 to Feb 17, 2010 · Redlands, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 27, 2002 to Feb 26, 2009 · Claremont, Ca

Moves

a registration end followed by a registration begin elsewhere

L•••••••• A•••••••• L•• to T••••• W••••• A•••••••
left Mar 3, 2026, registered Mar 4, 2026 (1 days) · RIA to a state-registered adviser
D•••• I••••••••• M••••••••• L•• to T••••• W••••• A•••••••
left Apr 7, 2025, registered Sep 16, 2024 (-203 days) · RIA to a state-registered adviser
T••••• W••••• A••••••• to L•••••••• A•••••••• L••
left Jan 16, 2025, registered Mar 13, 2025 (56 days) · Other
B••••••••• W••••• A•••••••• L•• to D•••• I••••••••• M••••••••• L••
left Nov 3, 2020, registered Oct 14, 2020 (-20 days) · RIA to RIA
S•••••• F•••••••• S•••••••• L•• to B••••••••• W••••• A•••••••• L••
left Aug 22, 2014, registered Aug 7, 2014 (-15 days) · Other
C••••• M•••••• to S•••••• F•••••••• S•••••••• L••
left Jan 3, 2013, registered Feb 13, 2013 (41 days) · Other
U•• F•••••••• S••••••• I••• to C••••• M••••••
left Feb 17, 2010, registered Feb 17, 2010 (0 days) · Other
C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••
left Feb 26, 2009, registered Feb 9, 2009 (-17 days) · Other

Signals

D••••• J•••• V•••••• left L•••••••• A•••••••• L•• for T••••• W••••• A••••••• (registered 2026-03-04)
Mar 3, 2026 · Advisor changed firm · fact
D••••• J•••• V•••••• left D•••• I••••••••• M••••••••• L•• for T••••• W••••• A••••••• (registered 2024-09-16)
Apr 7, 2025 · Advisor changed firm · fact
D••••• J•••• V•••••• left T••••• W••••• A••••••• for L•••••••• A•••••••• L•• (registered 2025-03-13)
Jan 16, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address