RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• A••• G••••••
- K• R• F•••••••• L•• independent RIA currentsince Feb 9, 2021 · Princeton, Nj
- R•••• C•••••• L•• independent RIAAug 6, 2020 to Nov 20, 2020 · Manasquan, Nj
- P•• C•••••• L•• independent RIAJul 1, 2020 to Aug 3, 2020 · East Brunswick, Nj
- M•• W••••• L•• independent RIAOct 2, 2019 to Nov 18, 2019 · Cherry Hill, Nj
- F••••• W••••• P••••••• L•• independent RIAAug 9, 2019 to Sep 10, 2019 · Medford, Nj
- R•••• C•••••• L•• to K• R• F•••••••• L••left Nov 20, 2020, registered Feb 9, 2021 (81 days) · RIA to RIA
- P•• C•••••• L•• to R•••• C•••••• L••left Aug 3, 2020, registered Aug 6, 2020 (3 days) · RIA to RIA
- M•• W••••• L•• to P•• C•••••• L••left Nov 18, 2019, registered Jul 1, 2020 (226 days) · RIA to RIA
- F••••• W••••• P••••••• L•• to M•• W••••• L••left Sep 10, 2019, registered Oct 2, 2019 (22 days) · RIA to RIA
- W••••• A••• G••••••, registered through K• R• F•••••••• L•• (Princeton, NJ), is a direct owner of Plh Family Office, LLC, an adviser first registered 2026-04-24; in 2023-2025, 164 of 330 such owners registered at this class of firm moved to the new adviser within a year, median 92 days after the filingApr 24, 2026 · Owner of a newly registered adviser · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address