DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•• C•••••• L••
Latest filing May 8, 2026
First filing on the tape May 21, 2025 · 4 filings
SEC status approved since May 7, 2025
RAUM
$185M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$185M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$92.4M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$185M as of May 8, 2026
May 21, 2025$123M then
HNW client RAUM$63.9M as of May 8, 2026
May 21, 2025$40.3M then
State-registered IARs (5.B.3)3 as of May 8, 2026
May 21, 20251 then
Employees (5.A)5 as of May 8, 2026
May 21, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $92.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 179derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $940,393derivedHNW RAUM over HNW clients
- Average account
- $309,506derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$121M65%
- High-net-worth individuals$63.9M35%
- Individual clients
- 290reported
- HNW clients
- 68reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 597reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••• C••• B•••••• | East Brunswick, Nj | Apr 17, 2021 | 23 y | 1 |
| F•••• A•••••• F••••••••Certified Financial Planner | East Brunswick, Nj | Jul 15, 2025 | 12 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- W••••• A••• G•••••• to R•••• C•••••• L••Aug 3, 2020 · RIA to RIA
Joined, latest
- F•••• A•••••• F•••••••• from O••• 3•• W•••••• I•••Jul 15, 2025 · RIA to RIA
- P•••• C••• B•••••• from O•••• F•• I•••Apr 17, 2021 · Affiliated broker-dealer or bank to independent RIA
- W••••• A••• G•••••• from M•• W••••• L••Jul 1, 2020 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• P••••• C••• · Ceo And Ccocontrolsince 07/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| East Brunswick, Nj · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 476 to 597Jul 22, 2025 to Jan 26, 2026
- HNW clients · 28 to 68Jul 22, 2025 to Jan 26, 2026
- Individual clients · 263 to 290Jul 22, 2025 to Jan 26, 2026
- Discretionary RAUM · $123M to $185MJul 22, 2025 to Jan 26, 2026
- HNW RAUM · $40.3M to $63.9MJul 22, 2025 to Jan 26, 2026
- Individual RAUM · $82.2M to $121MJul 22, 2025 to Jan 26, 2026
- RAUM · $123M to $185MJul 22, 2025 to Jan 26, 2026
- Advisory employees · 1 to 3May 21, 2025 to Jul 22, 2025
- Employees · 1 to 5May 21, 2025 to Jul 22, 2025
- Financial planning clients · 26-50 to 26-50May 21, 2025 to Jul 22, 2025
- State-registered IARs · 1 to 3May 21, 2025 to Jul 22, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@pcbfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 732-579-5985reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 732-634-3620reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- pcbfinancial.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (732) 634-3620reportedpublic record, Form ADV, May 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $92.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026