DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Francis Starzec
Feed of 09/14/2026
Also filed as Stephen Francis Starzec
At current firm
1 y
since Aug 19, 2025
In the industry
25 y
since Jul 24, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Fifth Third Wealth Advisors LLC mixed wealth currentsince Aug 19, 2025 · Lone Tree, Co
- Cetera Investment Advisers LLC BD affiliatedMar 15, 2019 to Apr 19, 2021 · Boulder, Co
- Bancwest Investment Services, Inc. (Bwis) formerOct 15, 2008 to Sep 7, 2018 · Denver, Co
- Cetera Investment Services LLC formerJun 13, 2006 to Sep 17, 2007 · Boulder, Co
- MML Investors Services, LLC BD affiliatedMar 23, 2006 to Apr 5, 2006 · Denver, Co
- Wells Fargo Investments, LLC unclassifiedJun 24, 2002 to Jul 6, 2005 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Fifth Third Wealth Advisors LLCleft Apr 19, 2021, registered Aug 19, 2025 (1583 days) · Affiliated broker-dealer or bank to independent RIA
- Bancwest Investment Services, Inc. (Bwis) to Cetera Investment Advisers LLCleft Sep 7, 2018, registered Mar 15, 2019 (189 days) · Affiliated broker-dealer or bank to another
- Cetera Investment Services LLC to Bancwest Investment Services, Inc. (Bwis)left Sep 17, 2007, registered Oct 15, 2008 (394 days) · Other
- MML Investors Services, LLC to Cetera Investment Services LLCleft Apr 5, 2006, registered Jun 13, 2006 (69 days) · Other
- Wells Fargo Investments, LLC to MML Investors Services, LLCleft Jul 6, 2005, registered Mar 23, 2006 (260 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address