DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fifth Third Wealth Advisors LLC
Latest filing Jul 29, 2026
First filing on the tape Mar 16, 2021 · 30 filings
SEC status approved since Aug 17, 2021
RAUM
$7.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
43%
$3.3B individuals and HNW
Advisors
63
registered through the firm on IAPD
RAUM per advisor
$124M
derived; firm RAUM over IAPD count
Employees
83
58 advisory (5.B.1)
Offices
12
beyond the principal office
Private funds
3
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$7.8B as of Jul 29, 2026
Mar 30, 2022$1.1M then
HNW client RAUM$3.0B as of Jul 29, 2026
Mar 30, 2022$0 then
State-registered IARs (5.B.3)52 as of Jul 29, 2026
Mar 30, 20221 then
Employees (5.A)83 as of Jul 29, 2026
Mar 30, 20229 then
Private funds3 as of Jul 29, 2026
Mar 28, 20245 then
RAUM +28% over the last fiscal year+325% a year over threeIARs 49 to 52offices 9 to 12
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- RAUM per advisor
- $124MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.3MderivedHNW RAUM over HNW clients
- Average account
- $3.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 29%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.8derived13 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +6.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Custody
- $3.6B, 1,475 clientsreportedItem 9.A
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.0B38%
- Corporations and businesses$2.2B28%
- State and municipal entities$1.2B15%
- Charitable organizations$963M12%
- Individuals$351M4.5%
- Insurance companies$108M1.4%
- Pension and profit-sharing plans$12.7M0.2%
- Pooled investment vehicles$3.4M0.0%
- Individual clients
- 860reported
- HNW clients
- 566reported
- Pension plan clients
- 3reported
- Charitable clients
- 14reported
- Accounts
- 2,121reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.6B for 1,475 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.43 fund_share=0.0 institutional_share=0.29 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
62 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Eric Benjamin HousmanCertified Financial Planner | Charlotte, Nc | Aug 20, 2021 | 25 y | 4 |
| Keith Gregary Watson | Atlanta, Ga | Sep 24, 2021 | 26 y | 3 |
| Carolyn Leigh BalzanoCertified Financial Planner | Charlotte, Nc | Sep 12, 2022 | 12 y | 0 |
| Andrew Dilz | Charlotte, Nc | Nov 18, 2022 | 10 y | 0 |
| Kurt Allen Gwillim | Springfield, Il | Dec 1, 2022 | 30 y | 0 |
| Samuel West Thomas | Atlanta, Ga | Mar 21, 2023 | 12 y | 0 |
| Amy Segatto Perrin | Springfield, Il | May 24, 2023 | 16 y | 0 |
| Luis F FernandesCertified Financial Planner | Tarrytown, Ny | Jun 8, 2023 | 12 y | 0 |
| Dylan TuttleCertified Financial Planner | Tarrytown, Ny | Jun 15, 2023 | 10 y | 2 |
| Raymond Denis HegartyChartered Financial Analyst | Tarrytown, Ny | Jul 18, 2023 | 34 y | 0 |
| Deborah Dulaney | Cornwall, Ny | Jul 19, 2023 | 36 y | 0 |
| Kevin James SavonaCertified Financial Planner | Sewickley, Pa | Jul 20, 2023 | 29 y | 1 |
| Denise Mcginnis | Tarrytown, Ny | Aug 1, 2023 | 41 y | 0 |
| Randall Eugene Mcgeorge | Atlanta, Ga | Aug 23, 2023 | 24 y | 0 |
| Justin David BensemaCertified Financial Planner | Sewickley, Pa | Dec 6, 2023 | 12 y | 0 |
| Alexander Sang Park | Sewickley, Pa | Dec 19, 2023 | 11 y | 0 |
| Nathan Eric Weidner | Cincinnati, Oh | Dec 26, 2023 | 14 y | 0 |
| George EmanueleChartered Financial Analyst | Sewickley, Pa | Jan 8, 2024 | 20 y | 0 |
| Laura Anne Vassamillet | Sewickley, Pa | Jan 10, 2024 | 25 y | 1 |
| James Robert LamperskiCertified Financial Planner | Sewickely, Pa | Jan 11, 2024 | 35 y | 0 |
| John Paul HoetingChartered Financial Analyst | Cincinnati, Oh | Jan 12, 2024 | 27 y | 1 |
| Ryan James Haartman | Cincinnati, Oh | Jan 16, 2024 | 18 y | 1 |
| Jonathan AdamsCertified Financial Planner | Cincinnati, Oh | Jan 16, 2024 | 21 y | 4 |
| Michael Andrew Henke | Cincinnati, Oh | Jan 16, 2024 | 14 y | 1 |
| Philip Frederick VergunstChartered Financial Analyst | Cincinnati, Oh | Jan 16, 2024 | 15 y | 1 |
| Darren Lee Earnhardt | Cincinnati, Oh | Jan 16, 2024 | 33 y | 4 |
| Michael Kemer | Cincinnati, Oh | Jan 18, 2024 | 22 y | 1 |
| Tucker Morrison Veenis | Pittsburgh, Pa | Jan 22, 2024 | 18 y | 1 |
| Brandon James Sharp | Sewickley, Pa | Feb 1, 2024 | 11 y | 0 |
| Lea Rae LevinesCertified Financial Planner | Tampa, Fl | Feb 14, 2024 | 24 y | 2 |
| Kari Anderson BaerCertified Financial Planner, Chartered Financial Analyst | Tampa, Fl | Feb 14, 2024 | 14 y | 3 |
| Susan B Kubar | Tampa, Fl | Feb 14, 2024 | 18 y | 1 |
| Brad Aaron HeagyCertified Financial Planner | Tampa, Fl | Feb 14, 2024 | 15 y | 0 |
| Ryan Philip BierdsChartered Financial Analyst | Dallas, Tx | Apr 25, 2024 | 22 y | 3 |
| Patrick Michael Mercier | Sewickley, Pa | May 8, 2024 | 17 y | 0 |
| Cameron Puckett | Cincinnati, Oh | Jun 3, 2024 | 11 y | 0 |
| Jeffrey Ian KerstineChartered Financial Analyst | Dallas, Tx | Jun 13, 2024 | 23 y | 2 |
| Marcus Brent WalkerCertified Financial Planner, Chartered Financial Consultant | Dallas, Tx | Jul 24, 2024 | 21 y | 5 |
| Shannon Waggy Shelton | Winston-Salem, Nc | Aug 29, 2024 | 15 y | 2 |
| Spencer Mcconnell HugginsCertified Financial Planner | Winston-Salem, Nc | Oct 11, 2024 | 13 y | 1 |
Advisor movement
2 left, 5 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 3.2% of current headcount8 left over 36 months
Left, latest
- Scott Kremer to Summit Wealth Partners, LLCJan 2, 2026 · RIA to RIA
- Omar Bhangia to Summit Wealth Partners, LLCJan 2, 2026 · RIA to RIA
- Mary Spalding Robbins to Five Mile River Investment Management, LLCAug 20, 2025 · Other
- Murray Carlyle Kinlaw to Mariner IndependentMay 9, 2025 · RIA to RIA
- Richard Jerome Wingertsahn to Confluence Financial PartnersMay 9, 2025 · RIA to RIA
- Scott Theodore Cislo to Mariner IndependentMay 9, 2025 · RIA to RIA
- Guy S Lamb to MarinerNov 15, 2023 · Other
- Seth Adam Scholar to Parallel Advisors, LLCNov 15, 2023 · Other
- Michael Steven Millman to Parallel Advisors, LLCMar 15, 2023 · Other
Joined, latest
- Anders Arne Wesley from Northwest Asset ManagementMay 11, 2026 · RIA to RIA
- Elizabeth Rebecca Olson from Hightower Advisors, LLCJan 13, 2026 · Affiliated broker-dealer or bank to independent RIA
- Christian Robert Gannon from Kenotic CapitalJan 12, 2026 · Other
- Adam Garrick Wittan from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2, 2026 · Wirehouse to independent RIA
- Kim Ann Churchill from Cetera Investment Advisers LLCDec 17, 2025 · Affiliated broker-dealer or bank to independent RIA
- Sarah R. Williamson from UBS Financial Services Inc.Aug 19, 2025 · Wirehouse to independent RIA
- Stephen Francis Starzec from Cetera Investment Advisers LLCAug 19, 2025 · Affiliated broker-dealer or bank to independent RIA
- Scott Thomas Ulaszek from Cibc Private Wealth Advisors, Inc.Aug 14, 2025 · Other
- Kelli Hill from Parr Mcknight Wealth Management GroupAug 12, 2025 · RIA to RIA
- Christopher Edward Osmond from Centura Wealth AdvisoryJul 29, 2025 · RIA to RIA
- Jonathan Michael Cochrane from Truist Advisory Services, Inc.Nov 18, 2024 · Other
- Scott Theodore Cislo from Bb&T Asset Management, Inc.Nov 12, 2024 · Other
- Scott Donl Bailey from Tiaa-Cref Trust Company, FsbNov 6, 2024 · Other
- David C Olson from Fifth Third Securities, Inc.Nov 5, 2024 · Other
- Robert Michael Plaza from A. G. Edwards & Sons, Inc.Oct 24, 2024 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Summit Wealth Partners, LLCJan 2, 2026 · Cincinnati, Oh
- 3 joined from Truist Advisory Services, Inc.Aug 20, 2024 · Winstonsalem, Nc
- 2 joined from Truist Advisory Services, Inc.Apr 26, 2024 · Dallas, Tx
- 3 joined from Mainstreet AdvisorsMar 14, 2024 · Grand Rapids, Mi
- 3 joined from Mainstreet AdvisorsMar 8, 2024 · Cincinnati, Oh
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Pine Crest Map 2009 LLCno longer reported | Real Estate Fund | $4.8M | 32 | Mar 30, 2012 |
| Pine Crest Global Asset Fund LLC | Real Estate Fund | $3.3M | 88 | Mar 30, 2012 |
| Pine Crest Partners II LLC | Private Equity Fund | $119,698 | 67 | Mar 30, 2012 |
| Pine Crest Partners I LLCno longer reported | Private Equity Fund | $74,808 | 52 | Mar 30, 2012 |
| Pine Crest Actis Emerging Markets Fund LLC | Private Equity Fund | $0 | 13 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Presley Robert Banks · Managing Membercontrolsince 09/2023 · owns less than 5%
- Edward David Briggs · Managing Membercontrolsince 12/2020 · owns less than 5%
- Lee Darren Earnhardt · Chief Operating Officercontrolsince 01/2024 · owns less than 5%
- Michelle Lori Frischer · Managing Membercontrolsince 08/2022 · owns less than 5%
- Benjamin Eric Housman · President/Managing Membercontrolsince 12/2020 · owns less than 5%
- C David Olson · Managing Director, Practice Managementcontrolsince 04/2024 · owns less than 5%
- Edward Christopher Osmond · Chief Investment Officercontrolsince 07/2025 · owns less than 5%
- Ellen Mary Reilly · Managing Membercontrolsince 08/2022 · owns less than 5%
- William Jonathan Reynolds · Managing Membercontrolsince 12/2020 · owns less than 5%
- Spalding Mary Robbins · Chief Investment Strategistcontrolsince 06/2021 · owns less than 5%
- Rose Cynthia Stroik · Chief Compliance Officercontrolsince 11/2021 · owns less than 5%
- Marie Suzanne Taylor · Chief Compliance Officercontrolsince 03/2025 · owns less than 5%
- Gregary Keith Watson · Managing Director Of Administration And Operationscontrolsince 06/2021 · owns less than 5%
Entity owners
- Fifth Third Bank, National · Ownerdirect · owns 75% or more
- Fifth Third Bank, National Association · Ownerdirect · owns 75% or more
- Fifth Third Bancorp · Shareholderindirect · owns 75% or more of Fifth Third Financial Corporation · public reporting company
- Fifth Third Financial Corporation · Shareholderindirect · owns 75% or more of Fifth Third Bank, National Association
Related persons
Schedule D 7.A
- Fifth Third Bank, National Associationbankpooled vehicle sponsorcustodiany
- Fifth Third Insurance Agency, Inc.real estaten
- Fifth Third Securities, Inc.broker-dealerinvestment advisernRAUM $11B
- Franklin Street Advisors Inc.investment advisernRAUM $4.5B
- Franklin Street Trust Companypooled vehicle sponsorn
Advisers that list Fifth Third Wealth Advisors LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cincinnati, Oh · principal | 15 | 1 | 2 | 1 | |
| Sewickley, Pa | 8 | 0 | 0 | ||
| Atlanta, Ga | 6 | 2 | 0 | ||
| Charlotte, Nc | 5 | 1 | 0 | ||
| Tampa, Fl | 5 | 1 | 0 | ||
| Tarrytown, Ny | 4 | 0 | 0 | ||
| Grand Rapids, Mi | 3 | 0 | 0 | ||
| Springfield, Il | 3 | 1 | 0 | ||
| Lone Tree, Co | 3 | 0 | 0 | ||
| Dallas, Tx | 3 | 0 | 0 | ||
| Winstonsalem, Nc | 3 | 0 | 0 | ||
| Huntsville, Al | 2 | 2 | 0 | ||
| Pittsburgh, Pa | 2 | 1 | 0 | ||
| San Francisco, Ca | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Tarrytown, NY5 employees
- Atlanta, GA4 employees
- Naples, FL3 employees
- Grand Rapids, MI3 employees
- Springfield, IL3 employees
- Charlotte, NC2 employees
- Pittsburgh, PA2 employees
- Tampa, FL2 employees
- San Francisco, CA1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 29, 2026TAYLOR, SUZANNE, MARIE (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-07-02 and 2026-07-29peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 29, 2026OSMOND, CHRISTOPHER, EDWARD (CHIEF INVESTMENT OFFICER) appeared on Schedule A between the filings of 2024-07-02 and 2026-07-29peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 29, 2026STROIK, CYNTHIA, ROSE (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-07-02 and 2026-07-29peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 29, 2026ROBBINS, MARY, SPALDING (CHIEF INVESTMENT STRATEGIST) left Schedule A between the filings of 2024-07-02 and 2026-07-29peers: independent wealth managers, $5B to $20B (289)
- account count surgeChange between filings · filing Mar 30, 2026accounts (Item 5.F.2.f) moved from 1,333.0 to 2,121.0 (+59.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +8.0% (253 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $5B to $20B (253) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 1,333 to 2,121Jan 5, 2026 to Mar 30, 2026
- Advisory employees · 52 to 58Jan 5, 2026 to Mar 30, 2026
- Advisory activities · 4 to 6Jan 5, 2026 to Mar 30, 2026
- Charity clients · 21 to 14Jan 5, 2026 to Mar 30, 2026
- Corporate clients · 19 to 41Jan 5, 2026 to Mar 30, 2026
- HNW clients · 396 to 566Jan 5, 2026 to Mar 30, 2026
- Individual clients · 863 to 860Jan 5, 2026 to Mar 30, 2026
- Pension plan clients · 5 to 3Jan 5, 2026 to Mar 30, 2026
- Pooled vehicle clients · 4 to 3Jan 5, 2026 to Mar 30, 2026
- Assets in custody · $5.1B to $3.6BJan 5, 2026 to Mar 30, 2026
- Employees · 62 to 83Jan 5, 2026 to Mar 30, 2026
- Insurance-licensed employees · 0 to 1Jan 5, 2026 to Mar 30, 2026
- Financial planning clients · 26-50 to 101-250Jan 5, 2026 to Mar 30, 2026
- State-registered IARs · 49 to 52Jan 5, 2026 to Mar 30, 2026
- Other offices · 10 to 12Jan 5, 2026 to Mar 30, 2026
- Private funds · 4 to 3Jan 5, 2026 to Mar 30, 2026
- Discretionary RAUM · $6.1B to $7.8BJan 5, 2026 to Mar 30, 2026
- HNW RAUM · $2.0B to $3.0BJan 5, 2026 to Mar 30, 2026
- Individual RAUM · $272M to $351MJan 5, 2026 to Mar 30, 2026
- Pension RAUM · $23.8M to $12.7MJan 5, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $8.7M to $3.4MJan 5, 2026 to Mar 30, 2026
- RAUM · $6.1B to $7.8BJan 5, 2026 to Mar 30, 2026
- Other offices · 9 to 10Mar 28, 2025 to Aug 20, 2025
- Accounts · 389 to 1,333Jul 2, 2024 to Mar 28, 2025
- Advisory employees · 37 to 52Jul 2, 2024 to Mar 28, 2025
- Charity clients · 2 to 21Jul 2, 2024 to Mar 28, 2025
- Corporate clients · 9 to 19Jul 2, 2024 to Mar 28, 2025
- HNW clients · 196 to 396Jul 2, 2024 to Mar 28, 2025
- Individual clients · 47 to 863Jul 2, 2024 to Mar 28, 2025
- Pension plan clients · 1 to 5Jul 2, 2024 to Mar 28, 2025
- Pooled vehicle clients · 5 to 4Jul 2, 2024 to Mar 28, 2025
- Assets in custody · $510M to $5.1BJul 2, 2024 to Mar 28, 2025
- Employees · 47 to 62Jul 2, 2024 to Mar 28, 2025
- Financial planning clients · 11-25 to 26-50Jul 2, 2024 to Mar 28, 2025
- State-registered IARs · 37 to 49Jul 2, 2024 to Mar 28, 2025
- Private funds · 5 to 4Jul 2, 2024 to Mar 28, 2025
- Discretionary RAUM · $572M to $6.1BJul 2, 2024 to Mar 28, 2025
- HNW RAUM · $456M to $2.0BJul 2, 2024 to Mar 28, 2025
- Individual RAUM · $20.0M to $272MJul 2, 2024 to Mar 28, 2025
- Pension RAUM · $1.1M to $23.8MJul 2, 2024 to Mar 28, 2025
Signals
33 dated events
- Fifth Third Wealth Advisors Llc reported RAUM $7.8B, up 28% from $6.1B (2026-01-05 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Omar Bhangia left Fifth Third Wealth Advisors Llc for Summit Wealth Partners, Llc (registered 2026-01-07)Jan 2, 2026 · Advisor changed firm · fact
- Scott Kremer left Fifth Third Wealth Advisors Llc for Summit Wealth Partners, Llc (registered 2026-01-12)Jan 2, 2026 · Advisor changed firm · fact
- 2 advisors left Fifth Third Wealth Advisors LLC (Cincinnati, OH) for Summit Wealth Partners, LLC on the same dayJan 2, 2026 · Team lift-out · derived
- Mary Spalding Robbins left Fifth Third Wealth Advisors Llc for Five Mile River Investment Management, Llc (registered 2025-09-07)Aug 20, 2025 · Advisor changed firm · fact
- Richard Jerome Wingertsahn left Fifth Third Wealth Advisors Llc for Confluence Financial Partners (registered 2025-07-28)May 9, 2025 · Advisor changed firm · fact
- Murray Carlyle Kinlaw left Fifth Third Wealth Advisors Llc for Mariner Independent (registered 2025-09-08)May 9, 2025 · Advisor changed firm · fact
- Scott Theodore Cislo left Fifth Third Wealth Advisors Llc for Mariner Independent (registered 2025-09-08)May 9, 2025 · Advisor changed firm · fact
- Fifth Third Wealth Advisors Llc reported 49 state-registered advisory representatives, up from 37 (2024-07-02 to 2025-03-28)Mar 28, 2025 · Advisor headcount change · derived
- Fifth Third Wealth Advisors Llc reported RAUM $6.1B, up 963% from $571.7M (2024-07-02 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- 3 advisors left Truist Advisory Services, Inc. (Winston Salem, NC) for Fifth Third Wealth Advisors LLC within 8 daysAug 20, 2024 · Team lift-out · derived
- C David Olson (Managing Director, Practice Management) appeared on Schedule A of Fifth Third Wealth Advisors LlcJul 2, 2024 · Control person joined · fact
- 2 advisors left Truist Advisory Services, Inc. (Fort Worth, TX) for Fifth Third Wealth Advisors LLC within 14 daysApr 26, 2024 · Team lift-out · derived
- Fifth Third Wealth Advisors Llc reported 37 state-registered advisory representatives, up from 11 (2024-01-03 to 2024-03-28)Mar 28, 2024 · Advisor headcount change · derived
- Fifth Third Wealth Advisors Llc reported RAUM $571.7M, up 461% from $101.9M (2024-01-03 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Presley Robert Banks (Manager Member) appeared on Schedule A of Fifth Third Wealth Advisors LlcMar 28, 2024 · Control person joined · fact
- Lee Darren Earnhardt (Chief Operating Officer) appeared on Schedule A of Fifth Third Wealth Advisors LlcMar 28, 2024 · Control person joined · fact
- Francis Michael Kennedy (Senior Vice President/Managing Member) no longer on Schedule A of Fifth Third Wealth Advisors Llc (listed 2024-01-03, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Mary Jennifer Franta (Managing Member) no longer on Schedule A of Fifth Third Wealth Advisors Llc (listed 2024-01-03, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- 3 advisors left Mainstreet Advisors (Grand Rapids, MI) for Fifth Third Wealth Advisors LLC on the same dayMar 14, 2024 · Team lift-out · derived
- 3 advisors left Mainstreet Advisors (Cincinnati, OH) for Fifth Third Wealth Advisors LLC within 6 daysMar 8, 2024 · Team lift-out · derived
- Guy S Lamb left Fifth Third Wealth Advisors Llc for Mariner (registered 2024-01-30)Nov 15, 2023 · Advisor changed firm · fact
- Seth Adam Scholar left Fifth Third Wealth Advisors Llc for Parallel Advisors, Llc (registered 2024-02-13)Nov 15, 2023 · Advisor changed firm · fact
- Fifth Third Wealth Advisors Llc reported 11 state-registered advisory representatives, up from 1 (2022-11-09 to 2023-03-28)Mar 28, 2023 · Advisor headcount change · derived
- Reed Kristine Garrett (Managing Member) no longer on Schedule A of Fifth Third Wealth Advisors Llc (listed 2022-11-09, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- Michelle Lori Frischer (Senior Vice President/Managing Member) appeared on Schedule A of Fifth Third Wealth Advisors LlcMar 28, 2023 · Control person joined · fact
- Ellen Mary Reilly (Senior Vice President/Managing Member) appeared on Schedule A of Fifth Third Wealth Advisors LlcMar 28, 2023 · Control person joined · fact
- Michael Steven Millman left Fifth Third Wealth Advisors Llc for Parallel Advisors, Llc (registered 2023-04-06)Mar 15, 2023 · Advisor changed firm · fact
- Jean Diane Hulls (Vice President/Chief Compliance Officer/Compliance Director) no longer on Schedule A of Fifth Third Wealth Advisors Llc (listed 2021-11-01, absent 2021-11-02)Nov 2, 2021 · Control person left · inference
- Rose Cynthia Stroik (Chief Compliance Officer) appeared on Schedule A of Fifth Third Wealth Advisors LlcNov 2, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Fifth Third Wealth Advisors LLC · Independent Sponsorsshared crd · capital_provider
- Fifth Third Wealth Advisors LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 800-972-3030reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/fifth-third-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ftwa.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (513) 268-8380reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $124Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Fifth Third Wealth Advisors LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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