DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Connie Sue Grosser
Feed of 09/14/2026
Also filed as Connie Sue Chase
At current firm
1 y
since Jul 9, 2025
In the industry
32 y
since Jan 14, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Horan Wealth, LLC independent RIA currentsince Jul 9, 2025 · Cincinnati, Oh
- Horan Wealth Management formerJun 30, 2023 to Mar 28, 2025 · Cincinnati, Oh
- Ameritas Advisory Services, LLC BD affiliatedNov 1, 2021 to Apr 26, 2023 · Cincinnati, Oh
- Ameritas Advisory Services formerJun 30, 2006 to Nov 1, 2021 · Lincoln, Ne
- Carillon Investments, Inc. unclassifiedJun 23, 2003 to Jun 30, 2006 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- Horan Wealth Management to Horan Wealth, LLCleft Mar 28, 2025, registered Jul 9, 2025 (103 days) · channel change inside one enterprise, not a move
- Ameritas Advisory Services, LLC to Horan Wealth Managementleft Apr 26, 2023, registered Jun 30, 2023 (65 days) · Affiliated broker-dealer or bank to independent RIA
- Ameritas Advisory Services to Ameritas Advisory Services, LLCleft Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
- Carillon Investments, Inc. to Ameritas Advisory Servicesleft Jun 30, 2006, registered Jun 30, 2006 (0 days) · Other
Signals
- Connie Sue Grosser left Ameritas Advisory Services, Llc for Horan Wealth Management (registered 2023-06-30)Apr 26, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address