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Registered advisor
R••••••• C•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Rey C•••
At current firm
14 y
since Jun 26, 2012
In the industry
42 y
since Nov 1, 1983 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••• I••••••••• • W••••• M••••••••• state registered currentsince Jun 26, 2012 · Aurora, Il
- I••••••••• F•••••••• G••••• L•• BD affiliatedSep 8, 2009 to Oct 1, 2012 · Aurora, Il
- W••••••••• F•••••••• G••••• I••• unclassifiedAug 1, 2003 to Sep 8, 2009 · Aurora, Il
- R•••••••• S••••••••• C••• unclassifiedOct 28, 1997 to Sep 3, 2003 · Aurora, Il
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• F•••••••• G••••• L•• to C••• I••••••••• • W••••• M•••••••••left Oct 1, 2012, registered Jun 26, 2012 (-97 days) · Other
- W••••••••• F•••••••• G••••• I••• to I••••••••• F•••••••• G••••• L••left Sep 8, 2009, registered Sep 8, 2009 (0 days) · Other
- R•••••••• S••••••••• C••• to W••••••••• F•••••••• G••••• I•••left Sep 3, 2003, registered Aug 1, 2003 (-33 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address