DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••• J••••• M••••••

A••••••• W••••• M••••••••• L••independent RIAWesley Chapel, Fl dual registrantIAPD 1998997

Feed of 09/14/2026

At current firm

2 y

since Jul 16, 2024

In the industry

26 y

since May 4, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• W••••• M••••••••• L•• independent RIA current
since Jul 16, 2024 · West Yarmouth, Ma
M•••••• F•••••••• S•••••••• I••• unclassified
Dec 7, 2018 to Oct 1, 2024 · West Yarmouth, Ma
G••••• F•••••••• P•••••• C••••••• I••• former
Feb 4, 2010 to Dec 12, 2018 · West Yarmouth, Ma
R•••••• W••••• A•••••••• I••• independent RIA
Jun 5, 2008 to Feb 26, 2010 · West Yarmouth, Ma
W•••••• S••••••••• C••••••••• unclassified
Nov 6, 2006 to Jun 6, 2008 · West Yarmouth, Ma
I•••••••• C•••••• A••••••• former
Jan 5, 2005 to Dec 31, 2005 · West Yarmouth, Ma
E•••••• P•••• A••••••• I••• unclassified
May 4, 2000 to Dec 31, 2004 · W. Yarmouth, Ma

Moves

a registration end followed by a registration begin elsewhere

M•••••• F•••••••• S•••••••• I••• to A••••••• W••••• M••••••••• L••
left Oct 1, 2024, registered Jul 16, 2024 (-77 days) · Other
G••••• F•••••••• P•••••• C••••••• I••• to M•••••• F•••••••• S•••••••• I•••
left Dec 12, 2018, registered Dec 7, 2018 (-5 days) · Other
R•••••• W••••• A•••••••• I••• to G••••• F•••••••• P•••••• C••••••• I•••
left Feb 26, 2010, registered Feb 4, 2010 (-22 days) · Other
W•••••• S••••••••• C••••••••• to R•••••• W••••• A•••••••• I•••
left Jun 6, 2008, registered Jun 5, 2008 (-1 days) · Other
I•••••••• C•••••• A••••••• to W•••••• S••••••••• C•••••••••
left Dec 31, 2005, registered Nov 6, 2006 (310 days) · Other
E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••
left Dec 31, 2004, registered Jan 5, 2005 (5 days) · corporate re-registration, not a move

Signals

K•••••• J••••• M•••••• left M•••••• F•••••••• S•••••••• I••• for A••••••• W••••• M••••••••• L•• (registered 2024-07-16)
Oct 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address