RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• F•••••••• B•••••
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Dec 9, 2016 · Wheaton, Il
- H••••• I••••••••• M••••••••• L•• independent RIAJun 22, 2015 to Dec 9, 2016 · St. Charles, Il
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerFeb 16, 2005 to Oct 24, 2005 · Naperville, Il
- A• G• E•••••• • S•••• I••• unclassifiedOct 12, 2004 to Feb 8, 2005 · Geneva, Il
- H••••• I••••••••• M••••••••• L•• to B••••••••• C•••••• M••••••••• L••left Dec 9, 2016, registered Dec 9, 2016 (0 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to H••••• I••••••••• M••••••••• L••left Oct 24, 2005, registered Jun 22, 2015 (3528 days) · Other
- A• G• E•••••• • S•••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Feb 8, 2005, registered Feb 16, 2005 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address