DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Envestnet Pmc
Legal name Envestnet Asset Management, Inc.
Latest filing Jun 30, 2026
First filing on the tape Mar 30, 2012 · 75 filings
SEC status approved since Feb 10, 2000
RAUM
$615B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$579B individuals and HNW
Advisors
60
registered through the firm on IAPD
RAUM per advisor
$10B
derived; firm RAUM over IAPD count
Employees
532
178 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
75 filings and snapshots on the tape
RAUM$615B as of Jun 30, 2026
Mar 30, 2012$17B then
HNW client RAUM$191B as of Jun 30, 2026
Mar 31, 2018$19B then
State-registered IARs (5.B.3)56 as of Jun 30, 2026
Mar 28, 201350 then
Employees (5.A)532 as of Jun 30, 2026
Mar 28, 2013790 then
Private funds: no history
RAUM +16% over the last fiscal year+21% a year over threeIARs 57 to 56offices 2 to 1
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $10BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36,987derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $274,357derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 8.9derivedItem 5.A over advisors
- Advisors per office
- 30.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- -1.8%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, fixed fees, subscription, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consulting, selection of other advisers, publications, otherreportedItem 5.G
- Wrap fee program
- $144BreportedItem 5.I
- Custody
- $50B, 108,240 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$388B63%
- High-net-worth individuals$191B31%
- Corporations and businesses$24B3.9%
- Charitable organizations$7.2B1.2%
- Investment companies$4.2B0.7%
- State and municipal entities$104M0.0%
- Individual clients
- 2,125,667reported
- HNW clients
- 93,557reported
- Pension plan clients
- 0reported
- Charitable clients
- 5,162reported
- Accounts
- 2,241,364reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $446B managedreported
- Custody of client assets
- $50B for 108,240 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.94 fund_share=0.01 institutional_share=0.01 related_bd=true related_bank=true bd_reps=7.0 bank_owner=falsederived
Advisors registered through the firm
59 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brandon Rockwell Thomas | Lake Forest, Il | Oct 22, 2004 | 36 y | 0 |
| Aaron David Bauer | Chicago, Il | May 25, 2005 | 24 y | 0 |
| Matthew Aubrey Erickson | Berwyn, Pa | May 2, 2007 | 25 y | 2 |
| Michael Hoffer FeathermanChartered Financial Analyst | Berwyn, Pa | Oct 2, 2007 | 24 y | 0 |
| Seth Garrett Wager | Berwyn, Pa | Nov 16, 2007 | 31 y | 0 |
| Jennifer Marie Tarnoff | Naperville, Il | Jul 6, 2011 | 22 y | 3 |
| Todd Douglas Rais | Berwyn, Pa | Jun 20, 2012 | 15 y | 1 |
| Alan Robert Kreuzberger | Denver, Co | Feb 12, 2014 | 16 y | 2 |
| Calvin Don BryantChartered Financial Analyst | Frisco, Tx | Jan 29, 2015 | 27 y | 1 |
| Rachel B Mandeix | Berkley, Ma | Apr 27, 2015 | 13 y | 1 |
| Andre Charles Behrmann | Medfield, Ma | May 12, 2015 | 29 y | 1 |
| Michael Andrew Pescatore | Arlington, Ma | May 12, 2015 | 30 y | 1 |
| Lacey Blair Zavelovich | Highland Park , Il | May 11, 2016 | 18 y | 3 |
| Denise Marie Diana | Berwyn, Pa | Aug 23, 2016 | 25 y | 2 |
| David Lee Hein | Berwyn, Pa | Jul 31, 2017 | 23 y | 3 |
| Richard Andrew Stanek | Berwyn, Pa | Feb 22, 2018 | 18 y | 0 |
| Enrique Jorge Gelpi | Greenville, Sc | May 3, 2018 | 19 y | 1 |
| Sean Thomas Humphreys | Berwyn, Pa | Apr 16, 2019 | 12 y | 0 |
| Megan L. Mead | Berwyn, Pa | May 2, 2019 | 18 y | 2 |
| Andrew David Brick | Berwyn, Pa | Aug 6, 2019 | 13 y | 1 |
| Dana Marie D'AuriaChartered Financial Analyst | Berwyn, Pa | Jul 8, 2021 | 20 y | 1 |
| Catherine Theresa Reese | Berwyn, Pa | Oct 18, 2021 | 25 y | 5 |
| Ryan S. Horvath | Berwyn, Pa | Oct 22, 2021 | 10 y | 1 |
| Mark Jason McmahonChartered Financial Consultant | Portland, Or | Feb 4, 2022 | 16 y | 2 |
| Steven David Misheikis | Berwyn, Pa | Aug 12, 2022 | 21 y | 0 |
| Russell Charles Colburn | Berwyn, Pa | Sep 23, 2022 | 20 y | 0 |
| Anthony John Delmastro | Berwyn, Pa | Nov 4, 2022 | 15 y | 1 |
| Nathan Lloyd Johnson | Berwyn, Pa | Nov 9, 2022 | 15 y | 1 |
| Joseph Thomas Heideman | Berwyn, Pa | Jan 11, 2023 | 19 y | 0 |
| Nathan Edward Yates | Clintwood, Va | Mar 1, 2023 | 12 y | 0 |
| Regan Burke Ryan | Berwyn, Pa | May 19, 2023 | 22 y | 0 |
| Brian J ConnellyCertified Financial Planner | Berwyn, Pa | May 24, 2023 | 15 y | 3 |
| Brian Patrick Mallen | Downers Grove, Il | Jun 28, 2023 | 13 y | 0 |
| Michael James Dreveny | Berwyn, Pa | Jun 29, 2023 | 15 y | 0 |
| Robert W Riggs | Berwyn, Pa | Jun 29, 2023 | 24 y | 0 |
| Thomas Gill BakerChartered Financial Analyst | Sparks, Md | Jan 12, 2024 | 34 y | 3 |
| John Warren Buckey | Berwyn, Pa | Jan 23, 2024 | 10 y | 2 |
| Kevin Patrick St. Clair | Berwyn, Pa | Jan 26, 2024 | 20 y | 1 |
| James F ConybearCertified Financial Planner | Berwyn, Pa | May 7, 2024 | 11 y | 1 |
| Shannon Michelle Massey | Berwyn, Pa | Aug 2, 2024 | 30 y | 1 |
Advisor movement
1 left, 6 joined in 12 months
net +5 in 12 months0 left in 90 days6 joined in 90 daysdeparture rate 1.7% of current headcount7 left over 36 months
Left, latest
- Eric Donato to J.P. Morgan Securities LLCMay 26, 2026 · RIA to wirehouse
- Michael James Ferraro to Alliancebernstein L.P.Apr 22, 2025 · Other
- Jean A. Heath to Clearstead; Clearstead Advisory SolutionsAug 26, 2024 · RIA to RIA
- Catherine Min Soo Park to UBS Financial Services Inc.Jul 26, 2024 · RIA to wirehouse
- James Bernard Mcglynn to Fidelity Institutional Wealth Adviser LLCApr 26, 2024 · RIA to RIA
- Danielle Fava to Cwm, LLCApr 5, 2024 · RIA to affiliated broker-dealer or bank
- Trinity S. Gray to J.P. Morgan Securities LLCSep 28, 2023 · RIA to wirehouse
- Victoria Noelle Singletary to Orion Portfolio Solutions, LLCJul 21, 2023 · RIA to affiliated broker-dealer or bank
- Malcolm Kirk Leslie to Orion Portfolio Solutions, LLCJun 9, 2023 · RIA to affiliated broker-dealer or bank
- Daniel Christopher Gorman to Rothschild Wealth LLCMar 7, 2023 · RIA to RIA
- Kevin Sungjean Hong to LPL Financial LLCOct 31, 2022 · RIA to affiliated broker-dealer or bank
- Luke John Vinnola to D.A. Davidson & Co.Feb 16, 2022 · RIA to RIA
- John Campbell Yackel to Janney Montgomery Scott LLCJul 16, 2021 · RIA to affiliated broker-dealer or bank
- Lauren Roberts to Fidelity Institutional Wealth Adviser LLCMay 3, 2021 · RIA to RIA
- Jeffrey Alan Delcorse to LPL Financial LLCDec 21, 2020 · RIA to affiliated broker-dealer or bank
Joined, latest
- Christopher Joseph Dorff from Cetera Investment Advisers LLCAug 26, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jared Albert Klapman from Algorithmic Investment ModelsJul 24, 2026 · Other
- William Michael Ryan from Capital Client Group, Inc.Jul 23, 2026 · Other
- Jefferson Francis Bartley from Orion Portfolio Solutions, LLCJul 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- Robert Lee Vines from Fidelity Institutional Wealth Adviser LLCJul 7, 2026 · RIA to RIA
- Christian M Oconnor from Assetmark, Inc.Jul 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- Brad Nicholas Mcilvaine from Pruco Securities, LLCAug 28, 2025 · Other
- Christopher Layton Barlow from Meeder Advisory Services, Inc.Jan 17, 2025 · RIA to RIA
- Allan Reyes Avena from National Planning Corporation ("Npc Of America" In Fl & Ny)Jan 1, 2025 · Other
- Kori Brooks from Advisors Asset Management, Inc.Nov 18, 2024 · Other
- Michael Anthony Saldutti from Pgim Investments LLCNov 8, 2024 · Other
- Eric Donato from MML Investors Services, LLCNov 1, 2024 · Affiliated broker-dealer or bank to independent RIA
- Janet Louise Mariconti- Shabman from Pgim Investments LLCOct 11, 2024 · Other
- Scott M Pearlman from Blackrock Investment Management, LLCSep 4, 2024 · Other
- Trinity S. Gray from J.P. Morgan Securities LLCAug 30, 2024 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marie Dana D'Auria · Co-Ciocontrolsince 09/2020 · owns less than 5%
- Michele Kathryn Evans · Chief Operations Officercontrolsince 01/2025 · owns less than 5%
- Lawrence James Fox · Interim Chief Executive Officercontrolsince 04/2024 · owns less than 5%
- John Hofmann · Chief Financial Officercontrolsince 09/2025 · owns less than 5%
- S Shelly O'Brien · Corporate Secretarycontrolsince 09/2025 · owns less than 5%
- Michael Thomas Sipp · Evp, Envestnet Business Linescontrolsince 12/2022 · owns less than 5%
- Rockwell Brandon Thomas · Co-Ciocontrolsince 09/2001 · owns less than 5%
- Russell Christopher Todd · Chief Executive Officercontrolsince 02/2025 · owns less than 5%
- B. Joshua Warren · Chief Financial Officercontrolsince 01/2024 · owns less than 5%
- Jane Debra Devoe · Chief Compliance Officersince 01/2014 · owns less than 5%
Entity owners
- Envestnet, Inc. · Shareholderdirect · owns 75% or more
- Bcpe Pequod Buyer, Inc. · Ownerindirect · owns 75% or more of Envestnet, Inc.
- Bcpe Pequod Intermediate, LLC · Ownerindirect · owns 75% or more of Bcpe Pequod Buyer, Inc.
- Bcpe Pequod Investor, LP · Ownerindirect · owns 50% to 75% of Bcpe Pequod Topco, LP
- Bcpe Pequod Parent , Inc. · Ownerindirect · owns 75% or more of Bcpe Pequod Intermediate, LLC
- Bcpe Pequod Topco, LP · Ownerindirect · owns 75% or more of Bcpe Pequod Parent , Inc.
- Bain Capital Fund Xiii, L.P. · Ownerindirect · owns 25% to 50% of Bcpe Pequod Investor, LP
Related persons
Schedule D 7.A
- Ac Wealth Partnersinvestment advisernRAUM $1.1B
- Envestnet Portfolio Solutions, Inc.investment advisernRAUM $17B
- Envestnet Retirement Solutions, LLCinvestment advisernRAUM $16B
- Envestnet Securities, Inc.broker-dealern
- Fdx Advisors, Inc.investment advisernRAUM $833M
- Fidx Group LLCreal estaten
- Fidx Markets LLCbroker-dealern
- Qrg Capital Management, Inc.investment advisernRAUM $11B
Advisers that list Envestnet Pmc as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Berwyn, Pa · principal | 58 | 9 | 1 | ||
| Denver, Co | 5 | 0 | 0 | ||
| Chicago, Il | 2 | 1 | 0 | ||
| Naperville, Il | 2 | 0 | 0 | ||
| Raleigh, Nc | 2 | 2 | 0 | ||
| Avon Lake, Oh | 0 | 0 | 0 | ||
| Mill Valley, Ca | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Berwyn, PA86 employees
- Denver, CO31 employees
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Jun 30, 2026private clients per advisor of 36,987.1 against a peer median of 82.6 (56 comparable advisers, 98.0th percentile, 436.8 robust deviations)peers: independent wealth managers, $20B and over (56) · 98% percentile
- control person changedChange between filings · filing Jun 30, 2026TODD, CHRISTOPHER, RUSSELL (CHIEF EXECUTIVE OFFICER) appeared on Schedule A between the filings of 2024-12-06 and 2026-06-30peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jun 30, 2026EVANS, KATHRYN, MICHELE (CHIEF OPERATIONS OFFICER) appeared on Schedule A between the filings of 2024-12-06 and 2026-06-30peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jun 30, 2026Hofmann, John (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2024-12-06 and 2026-06-30peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jun 30, 2026SIPP, THOMAS, MICHAEL (EVP, ENVESTNET BUSINESS LINES) left Schedule A between the filings of 2024-12-06 and 2026-06-30peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jun 30, 2026FOX, JAMES, LAWRENCE (INTERIM CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2024-12-06 and 2026-06-30peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jun 30, 2026WARREN, JOSHUA, B. (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2024-12-06 and 2026-06-30peers: independent wealth managers, $20B and over (84)
What changed
consecutive filings, newest first
- HQ city · CHICAGO to BERWYNApr 10, 2026 to Jun 30, 2026
- HQ state · IL to PAApr 10, 2026 to Jun 30, 2026
- Other offices · 2 to 1Apr 10, 2026 to Jun 30, 2026
- Accounts · 2,021,610 to 2,241,364Nov 19, 2025 to Mar 31, 2026
- Advisory employees · 187 to 178Nov 19, 2025 to Mar 31, 2026
- BD registered reps · 3 to 7Nov 19, 2025 to Mar 31, 2026
- Charity clients · 4,870 to 5,162Nov 19, 2025 to Mar 31, 2026
- Corporate clients · 14,465 to 15,422Nov 19, 2025 to Mar 31, 2026
- HNW clients · 79,195 to 93,557Nov 19, 2025 to Mar 31, 2026
- Individual clients · 1,922,113 to 2,125,667Nov 19, 2025 to Mar 31, 2026
- Assets in custody · $83B to $50BNov 19, 2025 to Mar 31, 2026
- Employees · 394 to 532Nov 19, 2025 to Mar 31, 2026
- State-registered IARs · 57 to 56Nov 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $532B to $615BNov 19, 2025 to Mar 31, 2026
- HNW RAUM · $165B to $191BNov 19, 2025 to Mar 31, 2026
- Individual RAUM · $335B to $388BNov 19, 2025 to Mar 31, 2026
- RAUM · $532B to $615BNov 19, 2025 to Mar 31, 2026
- Wrap assets (manager) · $265B to $446BNov 19, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 1, 2025
- Accounts · 1,821,809 to 2,021,610Feb 18, 2025 to Mar 31, 2025
- Advisory employees · 273 to 187Feb 18, 2025 to Mar 31, 2025
- Charity clients · 3,836 to 4,870Feb 18, 2025 to Mar 31, 2025
- Corporate clients · 13,465 to 14,465Feb 18, 2025 to Mar 31, 2025
- HNW clients · 43,574 to 79,195Feb 18, 2025 to Mar 31, 2025
- Individual clients · 1,760,091 to 1,922,113Feb 18, 2025 to Mar 31, 2025
- Assets in custody · $73B to $83BFeb 18, 2025 to Mar 31, 2025
- Employees · 415 to 394Feb 18, 2025 to Mar 31, 2025
- Insurance-licensed employees · 4 to 3Feb 18, 2025 to Mar 31, 2025
- Discretionary RAUM · $426B to $532BFeb 18, 2025 to Mar 31, 2025
- HNW RAUM · $89B to $165BFeb 18, 2025 to Mar 31, 2025
- Individual RAUM · $314B to $335BFeb 18, 2025 to Mar 31, 2025
- RAUM · $426B to $532BFeb 18, 2025 to Mar 31, 2025
- Wrap assets (manager) · $0 to $265BFeb 18, 2025 to Mar 31, 2025
- Related bank · false to trueSep 3, 2024 to Dec 6, 2024
- Accounts · 1,713,518 to 1,821,809Jan 24, 2024 to Mar 28, 2024
- Advisory employees · 313 to 273Jan 24, 2024 to Mar 28, 2024
- BD registered reps · 0 to 3Jan 24, 2024 to Mar 28, 2024
- Charity clients · 3,253 to 3,836Jan 24, 2024 to Mar 28, 2024
- Corporate clients · 13,484 to 13,465Jan 24, 2024 to Mar 28, 2024
- HNW clients · 42,277 to 43,574Jan 24, 2024 to Mar 28, 2024
Signals
28 dated events
- Eric Donato left Envestnet Pmc for J.P. Morgan Securities Llc (registered 2026-06-04)May 26, 2026 · Advisor changed firm · fact
- Michael James Ferraro left Envestnet Pmc for Alliancebernstein L.P. (registered 2025-04-25)Apr 22, 2025 · Advisor changed firm · fact
- Jean A. Heath left Envestnet Pmc for Clearstead; Clearstead Advisory Solutions (registered 2025-06-12)Aug 26, 2024 · Advisor changed firm · fact
- Catherine Min Soo Park left Envestnet Pmc for Ubs Financial Services Inc. (registered 2024-07-30)Jul 26, 2024 · Advisor changed firm · fact
- James Bernard Mcglynn left Envestnet Pmc for Fidelity Institutional Wealth Adviser Llc (registered 2025-06-09)Apr 26, 2024 · Advisor changed firm · fact
- Danielle Fava left Envestnet Pmc for Cwm, Llc (registered 2024-04-22)Apr 5, 2024 · Advisor changed firm · fact
- C. William Crager (Ceo) no longer on Schedule A of Envestnet Pmc (listed 2024-01-24, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Robert Michael Coppola (Chief Technology Officer) no longer on Schedule A of Envestnet Pmc (listed 2024-01-24, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Lawrence James Fox (Interim Chief Executive Officer) appeared on Schedule A of Envestnet PmcMar 28, 2024 · Control person joined · fact
- H Peter Darrigo (Chief Financial Officer) no longer on Schedule A of Envestnet Pmc (listed 2023-11-13, absent 2024-01-24)Jan 24, 2024 · Control person left · inference
- David Joshua Mayer (Chief Operating Officer) no longer on Schedule A of Envestnet Pmc (listed 2023-11-13, absent 2024-01-24)Jan 24, 2024 · Control person left · inference
- B. Joshua Warren (Chief Financial Officer) appeared on Schedule A of Envestnet PmcJan 24, 2024 · Control person joined · fact
- Trinity S. Gray left Envestnet Pmc for J.P. Morgan Securities Llc (registered 2023-12-22)Sep 28, 2023 · Advisor changed firm · fact
- Victoria Noelle Singletary left Envestnet Pmc for Orion Portfolio Solutions, Llc (registered 2023-07-25)Jul 21, 2023 · Advisor changed firm · fact
- Malcolm Kirk Leslie left Envestnet Pmc for Orion Portfolio Solutions, Llc (registered 2026-04-01)Jun 9, 2023 · Advisor changed firm · fact
- Daniel Christopher Gorman left Envestnet Pmc for Rothschild Wealth Llc (registered 2023-06-06)Mar 7, 2023 · Advisor changed firm · fact
- Michael Thomas Sipp (Evp, Envestnet Business Lines) appeared on Schedule A of Envestnet PmcFeb 1, 2023 · Control person joined · fact
- Kevin Sungjean Hong left Envestnet Pmc for Lpl Financial Llc (registered 2025-03-25)Oct 31, 2022 · Advisor changed firm · fact
- Envestnet Pmc reported RAUM $312.6B, up 39% from $224.7B (2022-02-03 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Luke John Vinnola left Envestnet Pmc for D.A. Davidson & Co. (registered 2022-02-15)Feb 16, 2022 · Advisor changed firm · fact
- Envestnet Pmc reported RAUM $224.7B, up 28% from $175.3B (2021-01-27 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Marie Dana D'Auria (Co-Cio) appeared on Schedule A of Envestnet PmcMar 31, 2021 · Control person joined · fact
- Robert Michael Coppola (Chief Technology Officer) appeared on Schedule A of Envestnet PmcMar 31, 2021 · Control person joined · fact
- David Scott Grinis (Evp/Chief Technology Officer) no longer on Schedule A of Envestnet Pmc (listed 2021-01-27, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Envestnet Pmc reported RAUM $175.3B, up 39% from $126.5B (2020-01-16 to 2020-04-17)Apr 17, 2020 · RAUM change · derived
- Joseph Dale Seier (Controller) no longer on Schedule A of Envestnet Pmc (listed 2020-01-16, absent 2020-04-17)Apr 17, 2020 · Control person left · inference
- T Judson Bergman (Chairman, Ceo And Director) no longer on Schedule A of Envestnet Pmc (listed 2019-05-07, absent 2019-11-11)Nov 11, 2019 · Control person left · inference
- Envestnet Pmc reported RAUM $124.9B, up 34% from $93.2B (2018-03-16 to 2018-03-31)Mar 31, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Envestnet Pmc · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/envestnetreportedpublic record, Form ADV, Sep 17, 2026
- Website
- envestnet.blogreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-827-2800reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $10Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026