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Registered advisor
A•••••• T••• W••••
Feed of 09/14/2026
Also filed as T••• W••••
At current firm
10 y
since May 3, 2016
In the industry
36 y
since Jan 11, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince May 3, 2016 · Charleston, Wv
- M••••• S•••••• wirehouseJun 1, 2009 to May 13, 2016 · Charleston, Wv
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 31, 2009 to Jun 1, 2009 · Charleston, Wv
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 26, 1998 to Apr 1, 2009 · Charleston, Wv
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 13, 2016, registered May 3, 2016 (-10 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Apr 1, 2009, registered Mar 31, 2009 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address