K••••••• A••••• S•••••••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Aug 20, 2025 · Jacksonville, Fl
• J••• M••••• S••••••••• L•• wirehouse
  May 17, 2011 to Jun 2, 2023 · New York, Ny
• J••• M••••• S••••••••• L•• wirehouse
  Apr 15, 2011 to Apr 15, 2011 · New York, Ny
• B••••••• C•••••• I••• former
  Jan 21, 2009 to May 5, 2011 · New York, Ny
• L••••• B••••••• I••• unclassified
  Oct 18, 2005 to Oct 15, 2008 · New York, Ny
• R•••••••• S•••••••• I••• unclassified
  Apr 30, 2002 to Aug 15, 2002 · New York, Ny

• B••••••• C•••••• I••• to J••• M••••• S••••••••• L••
  left May 5, 2011, registered Apr 15, 2011 (-20 days) · Other
• L••••• B••••••• I••• to B••••••• C•••••• I•••
  left Oct 15, 2008, registered Jan 21, 2009 (98 days) · corporate re-registration, not a move
• R•••••••• S•••••••• I••• to L••••• B••••••• I•••
  left Aug 15, 2002, registered Oct 18, 2005 (1160 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address