RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• D•••••• L••••••••
- G•••• A•••• M••••••••• I••• mixed wealth currentsince Oct 6, 2010 · Greenwich, Ct
- C••••••• C•••••• M••••••••• L•• mixed wealthAug 7, 2009 to Sep 24, 2010
- R•••• A•••• M••••••••• L•• unclassifiedJan 4, 1999 to Jul 31, 2009 · Conshohocken, Pa
- C••••••• C•••••• M••••••••• L•• to G•••• A•••• M••••••••• I•••left Sep 24, 2010, registered Oct 6, 2010 (12 days) · Other
- R•••• A•••• M••••••••• L•• to C••••••• C•••••• M••••••••• L••left Jul 31, 2009, registered Aug 7, 2009 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address