DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Copeland Capital Management, LLC
Latest filing Feb 26, 2026
First filing on the tape Mar 28, 2012 · 31 filings
SEC status approved since Nov 19, 2007
RAUM
$4.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
34%
$1.4B individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$313M
derived; firm RAUM over IAPD count
Employees
30
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$4.1B as of Feb 26, 2026
Mar 28, 2012$282M then
HNW client RAUM$1.1B as of Feb 26, 2026
Mar 28, 2018$644M then
State-registered IARs (5.B.3)13 as of Feb 26, 2026
Mar 28, 20132 then
Employees (5.A)30 as of Feb 26, 2026
Mar 28, 201314 then
Private funds1 as of Mar 28, 2022
Mar 28, 20121 then
RAUM -18% over the last fiscal year+0.4% a year over threeIARs 11 to 13
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $313MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 147derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $2.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 43%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 13.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +18%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -18%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B28%
- State and municipal entities$791M19%
- Pension and profit-sharing plans$650M16%
- Investment companies$632M16%
- Charitable organizations$255M6.3%
- Individuals$249M6.1%
- Corporations and businesses$185M4.6%
- Pooled investment vehicles$108M2.7%
- Sovereign wealth funds$55.6M1.4%
- Individual clients
- 964reported
- HNW clients
- 943reported
- Pension plan clients
- 19reported
- Charitable clients
- 13reported
- Accounts
- 1,983reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $364M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.34 fund_share=0.18 institutional_share=0.43 related_bd=false related_bank=false bd_reps=7.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Eric Copeland BrownChartered Financial Analyst | Conshohocken, Pa | Jul 19, 2005 | 28 y | 1 |
| Edward Crawley Rorer | Feb 26, 2010 | 41 y | 1 | |
| David Brian Mcgonigle | Feb 26, 2010 | 27 y | 1 | |
| Mark William GiovannielloChartered Financial Analyst | Mar 9, 2010 | 23 y | 2 | |
| James Cameron Spencer | Mar 9, 2010 | 27 y | 1 | |
| Charles Michael Barrett | Conshohocken, Pa | Apr 4, 2011 | 32 y | 3 |
| Robin J. LaneChartered Financial Analyst | Conshohocken, Pa | Apr 2, 2014 | 28 y | 2 |
| Neil William Adams | Wellesley, Ma | Jan 11, 2019 | 15 y | 2 |
| Clayton Jeffrey Saltijeral | North Aurora, Il | May 13, 2019 | 26 y | 0 |
| Coby James Schwartz | Conshohocken, Pa | Oct 31, 2019 | 10 y | 1 |
| Michael Joseph GebhardtChartered Financial Analyst | Conshohocken, Pa | Nov 9, 2022 | 21 y | 1 |
| Sean Patrick Duffy | Conshohocken, Pa | Aug 29, 2024 | 12 y | 0 |
| Rob Roy Knowles | Manhattan Beach, Ca | Apr 16, 2026 | 33 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 7.7% of current headcount1 left over 36 months
Left, latest
- Jonathon Steven Forcheskie to Capital Client Group, Inc.Dec 31, 2025 · Other
- Benjamin Anthony Menconi to Northern Trust Investments, IncorporatedAug 23, 2018 · Other
- Tyler Layton Childs to UBS Financial Services Inc.Oct 2, 2017 · Other
- Robert Douglas Leininger to Gamco Asset Management Inc.Sep 24, 2010 · Other
- Seth Paul Hieken to The Colony Group, LLCOct 24, 2006 · Other
Joined, latest
- Rob Roy Knowles from Ami Asset Management CorpApr 16, 2026 · RIA to RIA
- Michael Joseph Gebhardt from Morgan Stanley Dw Inc.Nov 9, 2022 · Other
- Jonathon Steven Forcheskie from RBC Capital Markets, LLCNov 8, 2019 · Affiliated broker-dealer or bank to independent RIA
- Coby James Schwartz from Janney Montgomery Scott LLCOct 31, 2019 · Affiliated broker-dealer or bank to independent RIA
- Neil William Adams from Eaton Vance ManagementJan 11, 2019 · Other
- Tyler Layton Childs from Invesco Advisers, Inc.Dec 8, 2015 · Other
- Robin J. Lane from Lockwood Financial Services, Inc.Apr 2, 2014 · Other
- Charles Michael Barrett from M&T Securities, Inc.Apr 4, 2011 · Other
- Mark William Giovanniello from Rorer Asset Management LLCMar 9, 2010 · Other
- James Cameron Spencer from Rorer Asset Management LLCMar 9, 2010 · Other
- Edward Crawley Rorer from Rorer Asset Management LLCFeb 26, 2010 · Other
- David Brian Mcgonigle from Rorer Asset Management LLCFeb 26, 2010 · Other
- Robert Douglas Leininger from Rorer Asset Management LLCAug 7, 2009 · Other
- Eric Copeland Brown from The Colony Group, LLCJul 19, 2005 · Other
- Seth Paul Hieken from The Colony Group, LLCJul 19, 2005 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Brookwood Capital Fund, LPno longer reported | Hedge Fund | $10.0M | 11 | Dec 20, 2012 |
| Katama Capital Fund, LPno longer reported | Hedge Fund | $2.6M | 6 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- J. Steven Adams · Managing Member, Chief Financial Officer And Chief Operating Officercontrolsince 04/2015 · owns 5% to 10%
- Michael Charles Barrett · Managing Member, Director Of Sales And Marketingcontrolsince 11/2010 · owns 5% to 10%
- Copeland Eric Brown · Managing Member, Ceo / Portfolio Managercontrolsince 07/2005 · owns 10% to 25%
- William Mark Giovanniello · Managing Member, Cio / Portfolio Managercontrolsince 08/2009 · owns 10% to 25%
- Brooks Erik Granade · Managing Member, Head Of International Equities / Portfolio Managercontrolsince 07/2012 · owns 5% to 10%
- Crawley Edward Rorer · Managing Member, Chairman / Portfolio Managercontrolsince 08/2009 · owns 10% to 25%
- Sofia Rosala · Member, General Counsel/Chief Compliance Officercontrolsince 03/2016 · owns less than 5%
- R John Cummings · Member, Research Analystsince 01/2017 · owns less than 5%
- William Anthony Godonis · Member, Director Of Tradingsince 09/2017 · owns less than 5%
- Sue Karen Kirk · Member, Director Of Operationssince 08/2009 · owns less than 5%
- Tae Suk Kenneth Lee · Member, Portfolio Managersince 01/2015 · owns less than 5%
- Brian David Mcgonigle · Member, Portfolio Managersince 08/2009 · owns 5% to 10%
- Cameron James Spencer · Member, Performance & Risk Analytics Manager And Director Of Fixed Incomesince 02/2016 · owns less than 5%
- Alan Jeffrey Walkenhorst · Member, Portfolio Managersince 03/2011 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Conshohocken, Pa · principal | 8 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Feb 26, 2026performance-based compensation (Item 5.E.6): yes on the filing of 2025-02-25, no on the filing of 2026-02-26peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 2,599 to 1,983Feb 25, 2025 to Feb 26, 2026
- Advisory employees · 15 to 16Feb 25, 2025 to Feb 26, 2026
- BD registered reps · 8 to 7Feb 25, 2025 to Feb 26, 2026
- Charity clients · 48 to 13Feb 25, 2025 to Feb 26, 2026
- Corporate clients · 184 to 24Feb 25, 2025 to Feb 26, 2026
- HNW clients · 1,038 to 943Feb 25, 2025 to Feb 26, 2026
- Individual clients · 1,286 to 964Feb 25, 2025 to Feb 26, 2026
- Pension plan clients · 23 to 19Feb 25, 2025 to Feb 26, 2026
- State-registered IARs · 11 to 13Feb 25, 2025 to Feb 26, 2026
- Discretionary RAUM · $4.9B to $4.1BFeb 25, 2025 to Feb 26, 2026
- HNW RAUM · $1.2B to $1.1BFeb 25, 2025 to Feb 26, 2026
- Individual RAUM · $320M to $249MFeb 25, 2025 to Feb 26, 2026
- Pension RAUM · $1.0B to $650MFeb 25, 2025 to Feb 26, 2026
- Pooled vehicle RAUM · $99.7M to $108MFeb 25, 2025 to Feb 26, 2026
- RAUM · $4.9B to $4.1BFeb 25, 2025 to Feb 26, 2026
- Wrap assets (manager) · $456M to $364MFeb 25, 2025 to Feb 26, 2026
- Accounts · 2,590 to 2,599Mar 28, 2024 to Feb 25, 2025
- BD registered reps · 7 to 8Mar 28, 2024 to Feb 25, 2025
- Charity clients · 44 to 48Mar 28, 2024 to Feb 25, 2025
- Corporate clients · 182 to 184Mar 28, 2024 to Feb 25, 2025
- HNW clients · 1,040 to 1,038Mar 28, 2024 to Feb 25, 2025
- Individual clients · 1,281 to 1,286Mar 28, 2024 to Feb 25, 2025
- Employees · 29 to 30Mar 28, 2024 to Feb 25, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Feb 25, 2025
- State-registered IARs · 9 to 11Mar 28, 2024 to Feb 25, 2025
- Discretionary RAUM · $4.8B to $4.9BMar 28, 2024 to Feb 25, 2025
- HNW RAUM · $1.1B to $1.2BMar 28, 2024 to Feb 25, 2025
- Individual RAUM · $306M to $320MMar 28, 2024 to Feb 25, 2025
- Pension RAUM · $1.1B to $1.0BMar 28, 2024 to Feb 25, 2025
- Pooled vehicle RAUM · $151M to $99.7MMar 28, 2024 to Feb 25, 2025
- RAUM · $4.8B to $4.9BMar 28, 2024 to Feb 25, 2025
- Wrap assets (manager) · $427M to $456MMar 28, 2024 to Feb 25, 2025
- Accounts · 2,304 to 2,590Mar 15, 2023 to Mar 28, 2024
- BD registered reps · 8 to 7Mar 15, 2023 to Mar 28, 2024
- Charity clients · 38 to 44Mar 15, 2023 to Mar 28, 2024
- Corporate clients · 152 to 182Mar 15, 2023 to Mar 28, 2024
- HNW clients · 966 to 1,040Mar 15, 2023 to Mar 28, 2024
- Individual clients · 1,106 to 1,281Mar 15, 2023 to Mar 28, 2024
- Pension plan clients · 25 to 23Mar 15, 2023 to Mar 28, 2024
- Pooled vehicle clients · 1 to 2Mar 15, 2023 to Mar 28, 2024
Signals
3 dated events
- Jonathon Steven Forcheskie left Copeland Capital Management, Llc for Capital Client Group, Inc. (registered 2026-01-15)Dec 31, 2025 · Advisor changed firm · fact
- Copeland Capital Management, Llc reported RAUM $4.0B, up 50% from $2.6B (2021-09-29 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- Copeland Capital Management, Llc reported RAUM $2.4B, up 45% from $1.7B (2019-09-20 to 2020-03-19)Mar 19, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 888-926-7352reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/copeland-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- COPELANDFUNDS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (484) 351-3700reportedpublic record, Form ADV, Feb 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $313Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026